Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Mar 2013 to 14 Aug 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (16 Mar 2011 to 14 Aug 2013)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (16 Mar 2011 to 12 Apr 2013)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2007)
    • CF1 Director (AR) (1 Dec 2001 to 1 Aug 2007)
  • Beacon Financial Services (SW) Ltd (no longer approved here)

    FRN 214480

    • Employed By (1 Dec 2001 to 1 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.