Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Patrick John Hemsted
IRN APH00026
- CF30 Customer (13 Aug 2008 to 14 Jul 2011)
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Andrew Paul Gledhill
IRN APG00027
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Andrew Paul Roberts
IRN APR01073
- CF22 Investment Adviser (Trainee) (11 Mar 2003 to 3 Sep 2003)
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Andrew Peter David Brem
IRN APB01187
- CF1 Director (21 Apr 2015 to 29 Dec 2017)
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Andrew Peter Furzer
IRN AXF01216
- CF22 Investment Adviser (Trainee) (14 Jan 2002 to 10 May 2002)
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Andrew Peter Ledger
IRN APL01064
- CF21 Investment Adviser (20 Jul 2004 to 1 Sep 2005)
- CF22 Investment Adviser (Trainee) (25 Jun 2003 to 20 Jul 2004)
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Andrew Philip Hawthorne
IRN APH00001
- CF1 Director (AR) (27 Jun 2003 to 24 Oct 2003)
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Andrew Robert Frame
IRN ARF01048
- CF22 Investment Adviser (Trainee) (27 Sep 2005 to 2 May 2006)
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Andrew Robert Jones
IRN ARJ00008
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Andrew Stephen Lock
IRN AXL00080
- CF1 Director (AR) (3 Mar 2003 to 22 Mar 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Quantum 3 Financial Services Ltd (no longer appointed)
FRN 221358 · Appointed 12 Dec 2002 · Until 7 Oct 2005
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St Davids Financial Consultants (no longer appointed)
FRN 221337 · Appointed 12 Dec 2002 · Until 7 Mar 2007
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Bluewater Asset Management Ltd (no longer appointed)
FRN 220952 · Appointed 27 Nov 2002 · Until 26 Jan 2005
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Compass Financial Direction (no longer appointed)
FRN 219933 · Appointed 21 Nov 2002 · Until 31 Aug 2005
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William Allan Financial Services (no longer appointed)
FRN 218003 · Appointed 21 Nov 2002 · Until 11 Jul 2006
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Swindon Mortgages & Financial Services (no longer appointed)
FRN 219671 · Appointed 21 Nov 2002 · Until 14 Jul 2003
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Ian Frazer Insurance Brokers Limited (no longer appointed)
FRN 220512 · Appointed 21 Nov 2002 · Until 31 Oct 2004
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Elite Financial Advice Ltd (no longer appointed)
FRN 219846 · Appointed 21 Nov 2002 · Until 6 Aug 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.