Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Donna McKenzie

  IRN DXM01741

  • CF4 Partner (AR) (2 Mar 2004 to 22 Dec 2004)
• Donovan Michael Steer

  IRN DMS00072

  • CF1 Director (AR) (31 Jan 2003 to 11 Apr 2003)
  • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 11 Apr 2003)
• Dorothy Pearson

  IRN DXP00059

  • CF1 Director (AR) (1 Dec 2001 to 1 Aug 2007)
• Douglas Allan Brown

  IRN DAB01249

  • SMF7 Group Entity Senior Manager (since 10 May 2024)
  • [FCA CF] Manager of certification employee (14 Mar 2024 to 9 May 2024)
  • SMF9 Chair of the Governing Body (18 May 2021 to 13 Mar 2024)
  • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
• Douglas Charles Low

  IRN DCL00019

  • CF21 Investment Adviser (9 Jun 2004 to 25 Aug 2005)
  • CF22 Investment Adviser (Trainee) (14 Nov 2003 to 9 Jun 2004)
• Douglas Floyd Wood

  IRN DFW00018

  • CF4 Partner (AR) (5 Aug 2005 to 21 Jul 2007)
• Douglas Paterson Edgar

  IRN DPE00003

  • CF1 Director (AR) (1 Dec 2001 to 30 May 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 30 May 2006)
• Douglas Robert McCulloch

  IRN DRM00018

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Douglas William Walter Fyrth

  IRN DWF00001

  • CF4 Partner (AR) (1 Dec 2001 to 30 Nov 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
• Duncan James Brown

  IRN DJB00086

  • CF22 Investment Adviser (Trainee) (17 Dec 2002 to 31 Oct 2004)
  • CF7 Sole Trader (AR) (17 Dec 2002 to 31 Oct 2004)

• Moneymatters (no longer appointed)

  FRN 211334 · Appointed 18 Feb 2003 · Until 2 Sep 2007

• Greystone Insurance (no longer appointed)

  FRN 216510 · Appointed 18 Feb 2003 · Until 24 Jan 2008

• Froggett Financial Mortgage Services Ltd (no longer appointed)

  FRN 209806 · Appointed 18 Feb 2003 · Until 23 Feb 2005

• M & N Financial Consultancy (no longer appointed)

  FRN 216762 · Appointed 18 Feb 2003 · Until 9 Aug 2005

• Cameron Scott Healthcare Ltd (no longer appointed)

  FRN 209808 · Appointed 18 Feb 2003 · Until 14 Jan 2005

• Alexander Knight Financial Management (no longer appointed)

  FRN 216694 · Appointed 18 Feb 2003 · Until 30 Aug 2007

• Albrighton Wealth Management Limited (no longer appointed)

  FRN 214281 · Appointed 18 Feb 2003 · Until 23 Aug 2007

• Ash Financial Solutions (no longer appointed)

  FRN 214265 · Appointed 18 Feb 2003 · Until 29 Jun 2005

• David Dumble & Associates (no longer appointed)

  FRN 211872 · Appointed 18 Feb 2003 · Until 10 Dec 2005

• Lyons Financial Management Ltd (no longer appointed)

  FRN 210757 · Appointed 18 Feb 2003 · Until 15 Jul 2007

No changes recorded yet.