Duncan James Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

White Rose Consultancy Ltd (no longer approved here)
FRN 433605
- Employed By (20 Jun 2005 to 20 Nov 2008)
White Rose Consultancy (no longer approved here)
FRN 221371
- Employed By (18 Dec 2002 to 31 Oct 2004)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (17 Dec 2002 to 31 Oct 2004)
- CF7 Sole Trader (AR) (17 Dec 2002 to 31 Oct 2004)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF7 Sole Trader (AR) (17 Dec 2002 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (17 Dec 2002 to 31 Oct 2004)
Countrywide Assured Financial Services (Introducer) (no longer approved here)
FRN 158248
- Employed By (29 Oct 1999 to 4 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.