Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donna McKenzie

    IRN DXM01741

    • CF4 Partner (AR) (2 Mar 2004 to 22 Dec 2004)
  • Donovan Michael Steer

    IRN DMS00072

    • CF1 Director (AR) (31 Jan 2003 to 11 Apr 2003)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 11 Apr 2003)
  • Dorothy Pearson

    IRN DXP00059

    • CF1 Director (AR) (1 Dec 2001 to 1 Aug 2007)
  • Douglas Allan Brown

    IRN DAB01249

    • SMF7 Group Entity Senior Manager (since 10 May 2024)
    • [FCA CF] Manager of certification employee (14 Mar 2024 to 9 May 2024)
    • SMF9 Chair of the Governing Body (18 May 2021 to 13 Mar 2024)
    • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
  • Douglas Charles Low

    IRN DCL00019

    • CF21 Investment Adviser (9 Jun 2004 to 25 Aug 2005)
    • CF22 Investment Adviser (Trainee) (14 Nov 2003 to 9 Jun 2004)
  • Douglas Floyd Wood

    IRN DFW00018

    • CF4 Partner (AR) (5 Aug 2005 to 21 Jul 2007)
  • Douglas Paterson Edgar

    IRN DPE00003

    • CF1 Director (AR) (1 Dec 2001 to 30 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2006)
  • Douglas Robert McCulloch

    IRN DRM00018

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Douglas William Walter Fyrth

    IRN DWF00001

    • CF4 Partner (AR) (1 Dec 2001 to 30 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
  • Duncan James Brown

    IRN DJB00086

    • CF22 Investment Adviser (Trainee) (17 Dec 2002 to 31 Oct 2004)
    • CF7 Sole Trader (AR) (17 Dec 2002 to 31 Oct 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.