Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Derek Murphy
IRN DXM00024
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Aug 2002)
Derek Raymond Capewell
IRN DRC00074
- CF21 Investment Adviser (26 Oct 2005 to 16 Dec 2005)
- CF22 Investment Adviser (Trainee) (28 Feb 2005 to 26 Oct 2005)
Derek Turner
IRN DXT00048
- CF21 Investment Adviser (26 Feb 2007 to 1 Jul 2007)
- CF22 Investment Adviser (Trainee) (23 Oct 2006 to 26 Feb 2007)
Dermod Gerald Atkinson
IRN DGA00004
- CF1 Director (AR) (17 Jul 2002 to 23 Sep 2003)
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 23 Sep 2003)
Desmond John Gooderham
IRN DXG00106
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Jan 2004)
Dewi Wyn Hughes
IRN DWH00016
- CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Jul 2003)
Diana Bruty
IRN DXB01620
- CF4 Partner (AR) (23 Jan 2003 to 16 Feb 2006)
Diane Lesley Lewis
IRN DLL01019
- CF21 Investment Adviser (22 Apr 2004 to 15 Oct 2005)
- CF22 Investment Adviser (Trainee) (15 Oct 2002 to 22 Apr 2004)
Dick Kerry
IRN RJK00021
- CF21 Investment Adviser (28 Oct 2003 to 6 Dec 2005)
- CF22 Investment Adviser (Trainee) (6 May 2003 to 28 Oct 2003)
- CF1 Director (AR) (6 May 2003 to 31 Dec 2005)
Donna Ann Skilky
IRN DAT01069
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

AXA PPP Healthcare Group Limited (no longer appointed)
FRN 407453 · Appointed 1 Mar 2007 · Until 7 Apr 2011
William Battle Associates Ltd (no longer appointed)
FRN 461116 · Appointed 11 Dec 2006 · Until 24 Jan 2008
PDSA Trading Limited (no longer appointed)
FRN 201199 · Appointed 27 Oct 2006 · Until 24 Jan 2008
Integrity Morgages & Financial Services Ltd (no longer appointed)
FRN 456811 · Appointed 5 Sep 2006 · Until 14 Aug 2007
Irvine Wright Financial Services (no longer appointed)
FRN 454302 · Appointed 6 Jul 2006 · Until 30 Jul 2007
Royal British Legion Trading Limited (no longer appointed)
FRN 423187 · Appointed 20 Jun 2006 · Until 23 Mar 2011
Candis Club (no longer appointed)
FRN 424549 · Appointed 9 Jun 2006 · Until 23 Mar 2011
Fraser Reeves Estate Agents (no longer appointed)
FRN 412613 · Appointed 7 Jun 2006 · Until 21 Apr 2007
Community Bank Financial Services Ltd (no longer appointed)
FRN 452172 · Appointed 18 May 2006 · Until 22 Aug 2007
Trinity Mirror PLC (no longer appointed)
FRN 227802 · Appointed 10 May 2006 · Until 23 Mar 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.