Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Parker

    IRN CXP00011

    • CF21 Investment Adviser (17 Aug 2005 to 7 Nov 2006)
    • CF22 Investment Adviser (Trainee) (20 Apr 2005 to 17 Aug 2005)
  • Christopher Paul Watson

    IRN CPW00018

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 19 Apr 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
  • Christopher Paul Winnett

    IRN CPW00004

    • CF1 Director (AR) (8 Jul 2004 to 25 Mar 2006)
  • Christopher Robert Macdonald Tait

    IRN CRT01065

    • CF30 Customer (16 Apr 2010 to 31 Dec 2012)
  • Christopher Robert Makin

    IRN CRM00008

    • CF21 Investment Adviser (20 Jun 2005 to 22 Jul 2005)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 20 Jun 2005)
  • Christopher Sandy

    IRN CXS00042

    • CF21 Investment Adviser (5 Feb 2004 to 1 Nov 2004)
    • CF22 Investment Adviser (Trainee) (27 Mar 2003 to 5 Feb 2004)
  • Christopher Traynor

    IRN CXT00082

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Jul 2003)
  • Claire Davison

    IRN CXW00125

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Claire Elizabeth Cushing

    IRN CXC00475

    • [FCA CF] Significant management (1 Feb 2022 to 1 Aug 2024)
  • Claire Elizabeth Lund - Conlon

    IRN CEB01128

    • SMF1 Chief Executive (31 Aug 2023 to 30 Jun 2025)
    • SMF3 Executive Director (31 Aug 2023 to 30 Jun 2025)
    • Responsible for Insurance Distribution (31 Aug 2023 to 30 Jun 2025)
    • [FCA CF] Significant management (7 Dec 2021 to 30 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.