Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antonios Petros Savvas

    IRN APS00031

    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
  • Antony Charlton Beltran

    IRN ACB01180

    • CF1 Director (AR) (29 Jun 2007 to 30 Aug 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2007 to 30 Aug 2007)
  • Antony David Cardwell

    IRN AXC00135

    • CF21 Investment Adviser (9 Feb 2004 to 16 Aug 2004)
    • CF22 Investment Adviser (Trainee) (22 Aug 2003 to 9 Feb 2004)
  • Antony Meek

    IRN AXM00119

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Antony Moore

    IRN AXM00129

    • CF1 Director (AR) (29 Nov 2005 to 1 Jul 2007)
    • CF21 Investment Adviser (3 Jun 2003 to 1 Jul 2007)
    • CF22 Investment Adviser (Trainee) (21 Nov 2002 to 3 Jun 2003)
    • CF4 Partner (AR) (21 Nov 2002 to 29 Nov 2005)
  • Antony Philip Garner

    IRN APG00004

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 8 Jun 2005)
  • Arun Matta

    IRN RXM00063

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
  • Ashley Malpas

    IRN AXM85478

    • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 1 Oct 2023)
  • Ashley Mark Shepherd

    IRN AMS01247

    • CF29 Significant management (1 Nov 2007 to 14 Sep 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 May 2005 to 31 Oct 2007)
  • Ashley Simon Marshall

    IRN ASM01125

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2005 to 4 Oct 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.