Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Shamil

    IRN AXS90871

    • [FCA CF] Client dealing (21 Jun 2022 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (21 Jun 2022 to 1 Oct 2023)
  • Adrian Alastair Montague

    IRN AXM02182

    • CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
  • Adrian James Britton

    IRN AJB00067

    • CF30 Customer (1 Nov 2007 to 16 Jan 2008)
    • CF21 Investment Adviser (23 Jun 2006 to 15 Jun 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 23 Jun 2006)
  • Adrian John Pugh

    IRN AJP00043

    • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Adrian Magor

    IRN AXM00369

    • CF21 Investment Adviser (30 Nov 2005 to 12 Jul 2007)
    • CF22 Investment Adviser (Trainee) (15 Jul 2005 to 30 Nov 2005)
  • Adrian Michael Lockett

    IRN AXL00110

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 7 Jun 2005)
  • Adrian Michael Rooney

    IRN AMR00042

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 26 Apr 2007)
  • Adrian Nicholas Stokes

    IRN ANS00008

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2004)
  • Adrian Nigel Hawken

    IRN ANH00005

    • CF21 Investment Adviser (6 Feb 2002 to 7 Aug 2002)
  • Adrian Oswald Reynolds

    IRN AOR00001

    • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.