Adrian John Pugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2023)
    • [FCA CF] Client dealing (since 28 Feb 2023)
  • PINNACLE FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 493625

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2023)
    • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Sep 2008 to 16 May 2014)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (1 Dec 2001 to 2 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.