Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mel Gerard Carvill
IRN MGC01042
- CF2 Non Executive Director (21 Apr 2015 to 29 Dec 2017)
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Melanie Elizabeth Hind
IRN MEM01123
- CF29 Significant management (7 Apr 2011 to 30 Apr 2012)
- CF10 Compliance Oversight (15 Sep 2010 to 30 Apr 2012)
- CF28 Systems and controls (15 Sep 2010 to 4 Apr 2011)
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Melvyn Warren Sadofsky
IRN MWS00002
- CF1 Director (AR) (14 Oct 2005 to 26 Oct 2005)
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Mervyn Andrew Nugent
IRN MAN00004
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
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Mervyn Hughes
IRN MEH00017
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
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Michael Alec Reynolds
IRN MAR00015
- CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
- CF4 Partner (AR) (1 Dec 2001 to 28 Oct 2005)
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Michael Anthony Hodges
IRN MAH00079
- CF21 Investment Adviser (30 Jan 2003 to 16 Jun 2003)
- CF22 Investment Adviser (Trainee) (25 Jun 2002 to 30 Jan 2003)
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Michael Anthony John Harding
IRN MAH01249
- CF22 Investment Adviser (Trainee) (24 Jan 2006 to 28 Feb 2006)
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Michael Anthony Marshall
IRN MAM00019
- CF21 Investment Adviser (25 Nov 2002 to 31 Aug 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
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Michael Anthony Sellers
IRN MAS00060
- CF22 Investment Adviser (Trainee) (5 Feb 2002 to 1 Apr 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Beacon Financial Solutions (no longer appointed)
FRN 226254 · Appointed 10 Jul 2003 · Until 28 Nov 2005
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Maxam Financial Services LLP (no longer appointed)
FRN 226224 · Appointed 9 Jul 2003 · Until 30 Aug 2007
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Richard Butler & Associates (no longer appointed)
FRN 200931 · Appointed 7 Jul 2003 · Until 13 Nov 2006
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Mortgage Direct (UK) Ltd (no longer appointed)
FRN 225862 · Appointed 27 Jun 2003 · Until 31 Oct 2004
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M & M Mortgage Solutions (no longer appointed)
FRN 225856 · Appointed 27 Jun 2003 · Until 31 Dec 2004
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Financial Services Made Simple (no longer appointed)
FRN 225630 · Appointed 20 Jun 2003 · Until 9 Jan 2007
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Buchanan & Associates Financial Planning Limited (no longer appointed)
FRN 225627 · Appointed 20 Jun 2003 · Until 15 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.