Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicola Jane Davis
IRN NJD00003
- (1776)CF30 Customer (1 Nov 2007 to 1 Oct 2008)
- (1777)CF22 Investment Adviser (Trainee) (2 Oct 2006 to 31 Oct 2007)
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Nicola Jane Trivitt
IRN NJT01106
- (1692)CF30 Customer (11 Mar 2011 to 31 Dec 2012)
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Nicola Jayne Sherratt
IRN NXH01380
- (2638)CF30 Customer (23 Mar 2009 to 16 Sep 2010)
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Nicola Lee Maidment
IRN NLM00002
- (236)CF21 Investment Adviser (26 Feb 2004 to 3 Aug 2004)
- (235)CF22 Investment Adviser (Trainee) (21 Jan 2004 to 26 Feb 2004)
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Nicola Richardson
IRN NJM00047
- (2008)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Nicola Sutcliffe
IRN NXS01276
- (2489)CF30 Customer (20 Dec 2007 to 19 Apr 2010)
- (2491)CF21 Investment Adviser (27 Jul 2005 to 5 Feb 2007)
- (2490)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 27 Jul 2005)
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Nicola Wood
IRN NJW01140
- (2884)CF22 Investment Adviser (Trainee) (28 Jul 2005 to 15 Oct 2005)
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Nicolas Jean Marie Denis Moreau
IRN NJM01072
- (2993)CF1 Director (1 Jul 2006 to 15 Sep 2010)
- (2992)CF8 Apportionment and Oversight (1 Jul 2006 to 31 Mar 2009)
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Nicole Bates
IRN NXB01261
- (890)CF1 Director (AR) (3 Feb 2003 to 2 Oct 2003)
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Nigel Barrett
IRN NXB00034
- (3212)CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Approved Financial Solutions Ltd (no longer appointed)
FRN 229211 · Appointed 31 Oct 2003 · Until 20 May 2006
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Kymin Mortgage Services Ltd (no longer appointed)
FRN 229117 · Appointed 27 Oct 2003 · Until 24 Feb 2005
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MCM Financial Management Ltd (no longer appointed)
FRN 229118 · Appointed 27 Oct 2003 · Until 2 Sep 2007
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Joseph Wallace Insurance Service (no longer appointed)
FRN 229104 · Appointed 23 Oct 2003 · Until 28 Jul 2005
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Marketing Services (Scotland) Ltd (no longer appointed)
FRN 229101 · Appointed 23 Oct 2003 · Until 24 Jan 2008
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Mortgage Makers (UK) Ltd (no longer appointed)
FRN 228765 · Appointed 2 Oct 2003 · Until 15 Apr 2005
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Clear Thinking Solutions Ltd (no longer appointed)
FRN 228624 · Appointed 24 Sep 2003 · Until 6 Sep 2006
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: AXA Winterthur Wealth Management
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trading name added: AXA Sun Life Direct
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trading name added: AXA Group
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trading name added: AXA Equity & Law
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trading name added: AXA Direct
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trading name added: AXA Assurance
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trading name added: Aviva Financial Advice
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trading name added: Friends Life Services Limited
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trading name added: AXA Sun Life Services Plc
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trading name added: Yorkshire Financial Advisory Service