Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Shamil

  IRN AXS90871

  • [FCA CF] Client dealing (21 Jun 2022 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (21 Jun 2022 to 1 Oct 2023)
• Adrian Alastair Montague

  IRN AXM02182

  • CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
• Adrian James Britton

  IRN AJB00067

  • CF30 Customer (1 Nov 2007 to 16 Jan 2008)
  • CF21 Investment Adviser (23 Jun 2006 to 15 Jun 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 23 Jun 2006)
• Adrian John Pugh

  IRN AJP00043

  • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Adrian Magor

  IRN AXM00369

  • CF21 Investment Adviser (30 Nov 2005 to 12 Jul 2007)
  • CF22 Investment Adviser (Trainee) (15 Jul 2005 to 30 Nov 2005)
• Adrian Michael Lockett

  IRN AXL00110

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 7 Jun 2005)
• Adrian Michael Rooney

  IRN AMR00042

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 26 Apr 2007)
• Adrian Nicholas Stokes

  IRN ANS00008

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2004)
• Adrian Nigel Hawken

  IRN ANH00005

  • CF21 Investment Adviser (6 Feb 2002 to 7 Aug 2002)
• Adrian Oswald Reynolds

  IRN AOR00001

  • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)

• Tony Walker Financial Planning Services (no longer appointed)

  FRN 401070 · Appointed 25 May 2004 · Until 27 Jun 2007

• Martin Currington Estate Agents (no longer appointed)

  FRN 401003 · Appointed 20 May 2004 · Until 9 Oct 2006

• Donohue Financial Planning Limited (no longer appointed)

  FRN 231998 · Appointed 2 Mar 2004 · Until 1 Apr 2006

• Elliots Financial Services (no longer appointed)

  FRN 231916 · Appointed 27 Feb 2004 · Until 8 Apr 2006

• Axa Sun Life Direct Ltd (no longer appointed)

  FRN 151628 · Appointed 25 Feb 2004 · Until 7 Apr 2011

• McKenzie Arthur Financial Management (no longer appointed)

  FRN 231835 · Appointed 23 Feb 2004 · Until 22 Dec 2004

• Carleton Independent Financial Advisors (no longer appointed)

  FRN 231366 · Appointed 30 Jan 2004 · Until 3 Mar 2006

• Sound Financial Solutions Ltd (no longer appointed)

  FRN 231030 · Appointed 15 Jan 2004 · Until 19 Nov 2006

• Cooper & Boreham Financial Planning Ltd (no longer appointed)

  FRN 231007 · Appointed 14 Jan 2004 · Until 30 Nov 2005

• Lion Financial Services (no longer appointed)

  FRN 229747 · Appointed 25 Nov 2003 · Until 20 Dec 2004

No changes recorded yet.