Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Charles Sloman

    IRN MCS00049

    • CF21 Investment Adviser (30 Mar 2006 to 15 Nov 2006)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 30 Mar 2006)
  • Mark Charles Smith

    IRN MCS00010

    • CF21 Investment Adviser (23 Nov 2005 to 12 Jan 2006)
  • Mark Charlesworth

    IRN MXC00121

    • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2002 to 14 Mar 2002)
    • CF21 Investment Adviser (14 Mar 2002 to 31 Oct 2007)
  • Mark Cracknell

    IRN MXC00266

    • CF22 Investment Adviser (Trainee) (29 Sep 2003 to 3 Jul 2004)
  • Mark David Robinson

    IRN MXR00203

    • SMF3 Executive Director (11 May 2021 to 31 Jul 2024)
    • SMF2 Chief Finance (11 May 2021 to 31 Jul 2024)
  • Mark David Tovey

    IRN MDT01060

    • CF21 Investment Adviser (6 Feb 2004 to 18 Nov 2005)
    • CF22 Investment Adviser (Trainee) (18 Feb 2003 to 6 Feb 2004)
    • CF1 Director (AR) (18 Feb 2003 to 13 Aug 2004)
  • Mark Dodman

    IRN MXD00052

    • CF30 Customer (23 Jan 2009 to 19 Aug 2010)
  • Mark Eddie Pollard

    IRN MEP00016

    • CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2007)
  • Mark Edward MacKenzie North

    IRN MEN01009

    • CF21 Investment Adviser (8 Dec 2005 to 12 Oct 2006)
    • CF22 Investment Adviser (Trainee) (14 Apr 2005 to 8 Dec 2005)
  • Mark Eldor

    IRN MBE01010

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (24 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Feb 2003 to 24 Mar 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.