Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Margaret Dorothy Miller
IRN MDM00022
- CF21 Investment Adviser (19 Aug 2004 to 29 Aug 2004)
- CF22 Investment Adviser (Trainee) (6 Nov 2003 to 19 Aug 2004)
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Margaret Mc Guigan
IRN MXM00032
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
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Margaret Purves Mulvey
IRN MPM01089
- CF1 Director (AR) (28 Sep 2004 to 25 Mar 2006)
- CF22 Investment Adviser (Trainee) (28 Sep 2004 to 23 Feb 2006)
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Margaret Sheen
IRN MXS00204
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Marian Glen
IRN MXG01772
- CF2 Non Executive Director (10 Oct 2013 to 13 Apr 2015)
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Marie Anne Bowers
IRN MAB00134
- CF21 Investment Adviser (10 May 2002 to 20 Jun 2005)
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Marie Louise Mulrone
IRN MLM01061
- CF4 Partner (AR) (12 May 2003 to 18 Jul 2007)
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Mark Alexander Trowsdale
IRN MXT00089
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (7 Apr 2003 to 31 Oct 2007)
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Mark Andrew Atherton
IRN MAA00009
- CF30 Customer (1 Nov 2007 to 14 Mar 2008)
- CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Apr 2003 to 18 Apr 2005)
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Mark Andrew Mulley
IRN MAM00037
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 24 Jun 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Face 2 Face Financial Solutions Ltd (no longer appointed)
FRN 402343 · Appointed 22 Jul 2004 · Until 26 Oct 2006
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Assured Financial Solutions UK Ltd (no longer appointed)
FRN 401733 · Appointed 30 Jun 2004 · Until 25 Apr 2005
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Compass Financial Planning Limited (no longer appointed)
FRN 401672 · Appointed 29 Jun 2004 · Until 25 Mar 2006
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Malcolm James & Partners Estate Agents (no longer appointed)
FRN 201462 · Appointed 21 Jun 2004 · Until 24 Jan 2008
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Case (UK) Corporation Ltd (no longer appointed)
FRN 401336 · Appointed 10 Jun 2004 · Until 16 Apr 2007
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Parklane Mortgage & Financial Exchange (no longer appointed)
FRN 401208 · Appointed 3 Jun 2004 · Until 2 Aug 2007
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Alan Bell Mortgages Ltd (no longer appointed)
FRN 401092 · Appointed 26 May 2004 · Until 31 Oct 2004
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Tony Walker Financial Planning Services (no longer appointed)
FRN 401070 · Appointed 25 May 2004 · Until 27 Jun 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.