Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Lloyd

    IRN RML01106

    • (1923)[FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
  • Richard Malcolm Scott-Worthington

    IRN RMS00040

    • (2147)CF30 Customer (1 Nov 2007 to 21 Nov 2008)
    • (2149)CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
    • (2148)CF22 Investment Adviser (Trainee) (31 Mar 2005 to 9 Jan 2006)
  • Richard Neil Kirby

    IRN RNK00002

    • (322)CF22 Investment Adviser (Trainee) (23 Sep 2003 to 30 Apr 2004)
  • Richard Nicholas John Ward

    IRN RNW00005

    • (435)CF30 Customer (1 Nov 2007 to 13 Jan 2010)
    • (437)CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
    • (436)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 26 Jun 2006)
  • Richard Norman Notley

    IRN RNN00001

    • (957)CF21 Investment Adviser (8 Oct 2002 to 12 Mar 2004)
  • Richard Owen Cook

    IRN ROC00001

    • (1501)CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
  • Richard Paul Priestley

    IRN RPP01047

    • (55)SMF4 Chief Risk (since 15 May 2023)
  • Richard Priestley

    IRN RJP01230

    • (3403)SMF1 Chief Executive (16 Apr 2021 to 31 May 2023)
    • (3400)Responsible for Insurance Distribution (16 Apr 2021 to 31 May 2023)
    • (3401)SMF3 Executive Director (24 Mar 2020 to 31 May 2023)
    • (3402)SMF2 Chief Finance (24 Mar 2020 to 10 May 2021)
  • Richard STANIFORD

    IRN RDS00020

    • (1973)[FCA CF] Functions requiring qualifications (5 May 2023 to 1 Oct 2023)
  • Richard Stuart Wilding

    IRN RSW00022

    • (439)CF21 Investment Adviser (9 Jun 2004 to 30 Jul 2007)
    • (440)CF1 Director (AR) (3 Jun 2003 to 26 Sep 2006)
    • (438)CF22 Investment Adviser (Trainee) (3 Jun 2003 to 9 Jun 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3639)CF2 Non Executive Director

  2. controlled function added: (3638)CF21 Investment Adviser

  3. controlled function added: (3637)CF22 Investment Adviser (Trainee)

  4. controlled function added: (3636)CF4 Partner (AR)

  5. controlled function added: (3635)CF2 Non Executive Director

  6. controlled function added: (3634)CF2 Non Executive Director

  7. controlled function added: (3633)[FCA CF] Significant management

  8. controlled function added: (3632)SMF3 Executive Director

  9. controlled function added: (3631)CF1 Director (AR)

  10. controlled function added: (3630)CF21 Investment Adviser

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