Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Jane Davis

    IRN NJD00003

    • (1776)CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • (1777)CF22 Investment Adviser (Trainee) (2 Oct 2006 to 31 Oct 2007)
  • Nicola Jane Trivitt

    IRN NJT01106

    • (1692)CF30 Customer (11 Mar 2011 to 31 Dec 2012)
  • Nicola Jayne Sherratt

    IRN NXH01380

    • (2638)CF30 Customer (23 Mar 2009 to 16 Sep 2010)
  • Nicola Lee Maidment

    IRN NLM00002

    • (236)CF21 Investment Adviser (26 Feb 2004 to 3 Aug 2004)
    • (235)CF22 Investment Adviser (Trainee) (21 Jan 2004 to 26 Feb 2004)
  • Nicola Richardson

    IRN NJM00047

    • (2008)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Nicola Sutcliffe

    IRN NXS01276

    • (2489)CF30 Customer (20 Dec 2007 to 19 Apr 2010)
    • (2491)CF21 Investment Adviser (27 Jul 2005 to 5 Feb 2007)
    • (2490)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 27 Jul 2005)
  • Nicola Wood

    IRN NJW01140

    • (2884)CF22 Investment Adviser (Trainee) (28 Jul 2005 to 15 Oct 2005)
  • Nicolas Jean Marie Denis Moreau

    IRN NJM01072

    • (2993)CF1 Director (1 Jul 2006 to 15 Sep 2010)
    • (2992)CF8 Apportionment and Oversight (1 Jul 2006 to 31 Mar 2009)
  • Nicole Bates

    IRN NXB01261

    • (890)CF1 Director (AR) (3 Feb 2003 to 2 Oct 2003)
  • Nigel Barrett

    IRN NXB00034

    • (3212)CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Significant management

  2. controlled function added: (8)[FCA CF] Manager of certification employee

  3. controlled function added: (7)[FCA CF] Significant management

  4. controlled function added: (6)[FCA CF] Significant management

  5. controlled function added: (5)[FCA CF] Client dealing

  6. controlled function added: (4)[FCA CF] Significant management

  7. controlled function added: (3)[FCA CF] Manager of certification employee

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Significant management

  10. controlled function added: (3640)CF1 Director

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