Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Fairgrieve Wilson

    IRN RFW00016

    • (803)CF30 Customer (6 Nov 2009 to 16 Sep 2010)
  • Robert Fish

    IRN RXB85909

    • (2056)[FCA CF] Functions requiring qualifications (1 Mar 2022 to 31 Jan 2023)
  • Robert Gavin Calder

    IRN RGC01063

    • (1153)CF21 Investment Adviser (20 May 2003 to 2 Sep 2005)
    • (1152)CF22 Investment Adviser (Trainee) (24 Apr 2002 to 20 May 2003)
  • Robert Gordon Styles

    IRN RGS00009

    • (1098)CF21 Investment Adviser (2 May 2002 to 10 May 2002)
  • Robert Govier

    IRN RXG01232

    • (2294)CF4 Partner (AR) (26 Jul 2002 to 8 Dec 2005)
  • Robert Graham Dench

    IRN RGD01025

    • (3600)CF2 Non Executive Director (1 Nov 2004 to 15 Sep 2010)
  • Robert Howard King

    IRN RHK00006

    • (3441)CF22 Investment Adviser (Trainee) (26 Jan 2004 to 20 Dec 2004)
    • (3442)CF1 Director (AR) (26 Jan 2004 to 19 Nov 2006)
  • Robert James Atkins

    IRN RJA00037

    • (3042)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Robert James Boland

    IRN RJB01474

    • (2715)CF30 Customer (13 Oct 2009 to 16 Sep 2010)
  • Robert James Elliott

    IRN RJE00023

    • (481)CF21 Investment Adviser (16 Mar 2004 to 23 Sep 2005)
    • (480)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 16 Mar 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Significant management

  2. controlled function added: (8)[FCA CF] Manager of certification employee

  3. controlled function added: (7)[FCA CF] Significant management

  4. controlled function added: (6)[FCA CF] Significant management

  5. controlled function added: (5)[FCA CF] Client dealing

  6. controlled function added: (4)[FCA CF] Significant management

  7. controlled function added: (3)[FCA CF] Manager of certification employee

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Significant management

  10. controlled function added: (3640)CF1 Director

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