Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert William Rowland

    IRN RWR00013

    • (333)CF22 Investment Adviser (Trainee) (4 Sep 2003 to 4 Sep 2003)
  • Robert William Stein

    IRN RWS01131

    • (1680)CF2 Non Executive Director (13 Apr 2015 to 10 May 2017)
  • Roberta Anne Howieson

    IRN RAH01213

    • (1975)CF22 Investment Adviser (Trainee) (28 Sep 2004 to 23 Feb 2006)
    • (1976)CF1 Director (AR) (28 Sep 2004 to 25 Mar 2006)
  • Robin Antony Gibson

    IRN RAG00018

    • (683)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
  • Robin Ashley Phipps

    IRN RAP01091

    • (3539)CF2 Non Executive Director (29 Mar 2011 to 13 Apr 2015)
  • Robin Barker

    IRN RXB02310

    • (3492)SMF7 Group Entity Senior Manager (28 Sep 2021 to 30 Sep 2021)
    • (3491)SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Aug 2022)
    • (3489)Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2021)
    • (3490)Responsible for Insurance Mediation (13 Apr 2015 to 30 Sep 2018)
    • (3493)CF29 Significant management (13 Apr 2015 to 8 Dec 2019)
  • Robin Mark Burrows

    IRN RMB00029

    • (3439)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
  • Robin Sainty

    IRN RXS00075

    • (511)CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Jan 2004)
    • (513)CF1 Director (AR) (1 Dec 2001 to 30 Jul 2007)
    • (512)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)
  • Robin Smith

    IRN RDS01117

    • (2696)CF10a CASS Oversight function (30 Nov 2011 to 30 Sep 2015)
    • (2695)CF29 Significant management (25 Mar 2009 to 24 Apr 2015)
    • (2694)Responsible for Insurance Mediation (25 Mar 2009 to 13 Feb 2015)
  • Robyn Moss

    IRN RXM85660

    • (2113)[FCA CF] Functions requiring qualifications (28 Apr 2022 to 1 Oct 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Significant management

  2. controlled function added: (8)[FCA CF] Manager of certification employee

  3. controlled function added: (7)[FCA CF] Significant management

  4. controlled function added: (6)[FCA CF] Significant management

  5. controlled function added: (5)[FCA CF] Client dealing

  6. controlled function added: (4)[FCA CF] Significant management

  7. controlled function added: (3)[FCA CF] Manager of certification employee

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Significant management

  10. controlled function added: (3640)CF1 Director

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