Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Meek

    IRN RXM00040

    • (3236)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (3237)CF21 Investment Adviser (25 Mar 2002 to 31 Oct 2007)
  • Robert Michael Fallowell

    IRN RMF01047

    • (922)CF1 Director (AR) (18 Oct 2002 to 1 Jun 2004)
  • Robert Pickersgill

    IRN RXP00052

    • (569)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • Robert Robertson Holden

    IRN RRH00004

    • (777)CF7 Sole Trader (AR) (26 Sep 2006 to 25 Nov 2006)
    • (776)CF21 Investment Adviser (4 Nov 2003 to 25 Dec 2005)
    • (778)CF4 Partner (AR) (28 Mar 2003 to 26 Sep 2006)
    • (775)CF22 Investment Adviser (Trainee) (28 Mar 2003 to 4 Nov 2003)
  • Robert Russell Howell

    IRN RRH00006

    • (471)CF30 Customer (1 Nov 2007 to 14 Dec 2007)
    • (473)CF21 Investment Adviser (20 Jun 2003 to 31 Oct 2007)
    • (472)CF22 Investment Adviser (Trainee) (21 May 2003 to 20 Jun 2003)
  • Robert Smith

    IRN RCS00028

    • (2393)CF22 Investment Adviser (Trainee) (21 Sep 2006 to 25 Jul 2007)
  • Robert Stanley Simmons

    IRN RSS00010

    • (478)CF21 Investment Adviser (24 Nov 2003 to 6 Sep 2005)
    • (477)CF22 Investment Adviser (Trainee) (23 Jun 2003 to 24 Nov 2003)
    • (479)CF4 Partner (AR) (23 Jun 2003 to 7 Dec 2005)
  • Robert Stephen McKinlay

    IRN RSM00050

    • (893)CF21 Investment Adviser (11 Dec 2003 to 5 Apr 2004)
    • (892)CF22 Investment Adviser (Trainee) (27 May 2003 to 11 Dec 2003)
  • Robert Stevenson

    IRN RXS01569

    • (2642)CF21 Investment Adviser (8 Dec 2003 to 1 Aug 2005)
    • (2641)CF22 Investment Adviser (Trainee) (16 Apr 2003 to 8 Dec 2003)
  • Robert Thomas Horsfield

    IRN RTH01022

    • (1146)CF21 Investment Adviser (17 Jun 2005 to 31 Jul 2005)
    • (1145)CF22 Investment Adviser (Trainee) (16 Oct 2004 to 17 Jun 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (19)[FCA CF] Significant management

  2. controlled function added: (18)[FCA CF] Client dealing

  3. controlled function added: (17)[FCA CF] Manager of certification employee

  4. controlled function added: (16)[FCA CF] Manager of certification employee

  5. controlled function added: (15)[FCA CF] Significant management

  6. controlled function added: (14)[FCA CF] Significant management

  7. controlled function added: (13)[FCA CF] Significant management

  8. controlled function added: (12)[FCA CF] Significant management

  9. controlled function added: (11)[FCA CF] Significant management

  10. controlled function added: (10)[FCA CF] Significant management

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