Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Owen Cook

    IRN OCC01006

    • (2964)CF22 Investment Adviser (Trainee) (21 Oct 2005 to 16 Jan 2006)
  • Pamela Barbara Swift

    IRN PBS01032

    • (824)CF21 Investment Adviser (3 Jun 2003 to 30 Jun 2006)
    • (823)CF22 Investment Adviser (Trainee) (14 Jan 2003 to 3 Jun 2003)
  • Pamela Dawn Lilley

    IRN PDL01047

    • (2450)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2452)CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
    • (2451)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 7 Jun 2005)
  • Pamela Jane White

    IRN PJW00054

    • (948)CF22 Investment Adviser (Trainee) (28 Oct 2002 to 20 Jan 2003)
  • Pamela Mary Collenette

    IRN PMC01105

    • (912)CF22 Investment Adviser (Trainee) (16 Oct 2002 to 30 Apr 2003)
  • Patricia Anne Cross

    IRN PAC01317

    • (2658)CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
  • Patricia Geraldine Cowan

    IRN PGC01063

    • (1868)CF4 Partner (AR) (23 Apr 2003 to 2 Sep 2007)
  • Patricia Mary Richmond

    IRN PMR00002

    • (3397)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2006)
    • (3398)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
  • Patrick Michael McCreesh

    IRN PMM01109

    • (1832)CF22 Investment Adviser (Trainee) (27 Oct 2005 to 16 Jan 2006)
  • Patrick Van Eady

    IRN PGV01008

    • (3311)CF30 Customer (13 Jul 2010 to 16 Sep 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (29)[FCA CF] Manager of certification employee

  2. controlled function added: (28)[FCA CF] Significant management

  3. controlled function added: (27)[FCA CF] Significant management

  4. controlled function added: (26)[FCA CF] Significant management

  5. controlled function added: (25)[FCA CF] Significant management

  6. controlled function added: (24)[FCA CF] Significant management

  7. controlled function added: (23)[FCA CF] Significant management

  8. controlled function added: (22)[FCA CF] Significant management

  9. controlled function added: (21)[FCA CF] Significant management

  10. controlled function added: (20)[FCA CF] Significant management