Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter Hunter McCormick
IRN PHM00012
- (209)CF1 Director (AR) (18 May 2004 to 19 Aug 2007)
- (207)CF21 Investment Adviser (7 May 2002 to 19 Aug 2007)
- (208)CF7 Sole Trader (AR) (1 Dec 2001 to 12 May 2004)
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Peter James Gulley
IRN PJG00076
- (1313)CF21 Investment Adviser (29 Jan 2002 to 15 May 2002)
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Peter James King
IRN PJK00010
- (1159)CF21 Investment Adviser (21 Mar 2006 to 11 Apr 2007)
- (1158)CF22 Investment Adviser (Trainee) (16 Mar 2005 to 21 Mar 2006)
- (1160)CF1 Director (AR) (16 Mar 2005 to 11 Apr 2007)
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Peter James Staple
IRN PJS01290
- (2236)CF22 Investment Adviser (Trainee) (21 Oct 2003 to 18 Sep 2004)
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Peter John Davis
IRN PJD00044
- (626)CF21 Investment Adviser (21 Sep 2005 to 2 Sep 2007)
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Peter John Gayler
IRN PJG00018
- (754)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)
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Peter John Gibbs
IRN PJG01084
- (1121)CF2 Non Executive Director (15 Jul 2011 to 13 Apr 2015)
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Peter John Grieveson
IRN PJG00030
- (620)CF22 Investment Adviser (Trainee) (14 Jan 2005 to 16 Aug 2005)
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Peter John Hammond
IRN PJH00114
- (1417)CF30 Customer (9 Sep 2008 to 16 Sep 2010)
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Peter John Holdsworth
IRN PJH00083
- (1087)CF7 Sole Trader (AR) (16 May 2002 to 3 Jun 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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WH SMITH RETAIL HOLDINGS LIMITED (no longer appointed)
FRN 435999 · Appointed 22 Jul 2005 · Until 24 Jan 2008
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MCA Financial Management (no longer appointed)
FRN 432851 · Appointed 18 May 2005 · Until 31 Oct 2006
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Harbour Independent Mortgage Brokers (no longer appointed)
FRN 207616 · Appointed 28 Apr 2005 · Until 2 Mar 2006
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Harry Bennett & Associates Ltd (no longer appointed)
FRN 430718 · Appointed 6 Apr 2005 · Until 22 Nov 2005
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Deborah Yea Partnership Ltd (no longer appointed)
FRN 429359 · Appointed 10 Mar 2005 · Until 30 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (29)[FCA CF] Manager of certification employee
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controlled function added: (28)[FCA CF] Significant management
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controlled function added: (27)[FCA CF] Significant management
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controlled function added: (26)[FCA CF] Significant management
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controlled function added: (25)[FCA CF] Significant management
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)[FCA CF] Significant management
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controlled function added: (22)[FCA CF] Significant management
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controlled function added: (21)[FCA CF] Significant management
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controlled function added: (20)[FCA CF] Significant management