Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart William Thorpe

    IRN SWT01025

    • (739)CF22 Investment Adviser (Trainee) (28 Nov 2003 to 1 Jun 2004)
  • Suhail Esat

    IRN SXE31894

    • (2202)[FCA CF] Functions requiring qualifications (27 Jun 2022 to 1 Oct 2023)
  • Suki Jayne Darnell

    IRN SJD01201

    • (293)CF1 Director (AR) (20 Aug 2003 to 11 Sep 2003)
  • Sunitha Kaur Soni

    IRN SKS00014

    • (301)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (303)CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)
    • (302)CF22 Investment Adviser (Trainee) (8 Aug 2003 to 18 Apr 2005)
  • Susan Cholmondeley

    IRN SXC00103

    • (1429)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Susan Christine Kelly

    IRN SCK01050

    • (1908)SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • (1909)[FCA CF] Manager of certification employee (29 Jan 2021 to 15 Feb 2021)
    • (1910)[FCA CF] Significant management (21 Jan 2020 to 15 Feb 2021)
  • Susan Claire Arter

    IRN SCV00001

    • (1752)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (1754)CF21 Investment Adviser (23 Jun 2005 to 31 Oct 2007)
    • (1753)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 23 Jun 2005)
  • Susan Jane Brown

    IRN SJB00156

    • (773)CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
  • Susan Jayne Draisey-Kerr

    IRN SJD00089

    • (1007)CF22 Investment Adviser (Trainee) (18 Jul 2002 to 15 Apr 2003)
  • Susan Lisa Forbes-Lee

    IRN SLF01028

    • (36)CF22 Investment Adviser (Trainee) (12 Jan 2005 to 18 Feb 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (29)[FCA CF] Manager of certification employee

  2. controlled function added: (28)[FCA CF] Significant management

  3. controlled function added: (27)[FCA CF] Significant management

  4. controlled function added: (26)[FCA CF] Significant management

  5. controlled function added: (25)[FCA CF] Significant management

  6. controlled function added: (24)[FCA CF] Significant management

  7. controlled function added: (23)[FCA CF] Significant management

  8. controlled function added: (22)[FCA CF] Significant management

  9. controlled function added: (21)[FCA CF] Significant management

  10. controlled function added: (20)[FCA CF] Significant management

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