Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rocco Sepe

    IRN RXS01239

    • (1290)CF1 Director (15 Sep 2010 to 30 Sep 2011)
  • Roddy David McFarlane

    IRN RDM01100

    • (3082)CF21 Investment Adviser (30 Mar 2007 to 2 Sep 2007)
    • (3083)CF1 Director (AR) (6 Nov 2003 to 2 Sep 2007)
    • (3081)CF22 Investment Adviser (Trainee) (6 Nov 2003 to 22 Apr 2004)
  • Roderick James Tucker

    IRN RXT00046

    • (1496)CF21 Investment Adviser (6 Sep 2002 to 2 Sep 2007)
    • (1497)CF7 Sole Trader (AR) (1 Dec 2001 to 5 Sep 2002)
    • (1495)CF24 Pension Transfer Specialist (1 Dec 2001 to 5 Sep 2002)
  • Roderick John Shaw

    IRN RJS00059

    • (1216)CF22 Investment Adviser (Trainee) (21 Feb 2002 to 4 Nov 2002)
  • Roderick Malcolm

    IRN RLM00001

    • (1953)CF30 Customer (1 Dec 2009 to 18 Jan 2010)
  • Roderick Tudor Tonge

    IRN RXT00061

    • (492)CF7 Sole Trader (AR) (1 Dec 2001 to 25 Jul 2002)
    • (491)CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)
  • Rodney Frank Hellawell

    IRN RFH00016

    • (1407)CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • (1409)CF21 Investment Adviser (5 Sep 2005 to 31 Oct 2007)
    • (1408)CF22 Investment Adviser (Trainee) (20 Jan 2005 to 5 Sep 2005)
  • Roger Crowther

    IRN RXC00028

    • (3615)CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2005)
  • Roger Dedman

    IRN RXD85454

    • (2121)[FCA CF] Functions requiring qualifications (9 May 2023 to 1 Oct 2023)
  • Roger Kitson Perkin

    IRN RKP01035

    • (3584)CF2 Non Executive Director (7 Aug 2013 to 13 Apr 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (29)[FCA CF] Manager of certification employee

  2. controlled function added: (28)[FCA CF] Significant management

  3. controlled function added: (27)[FCA CF] Significant management

  4. controlled function added: (26)[FCA CF] Significant management

  5. controlled function added: (25)[FCA CF] Significant management

  6. controlled function added: (24)[FCA CF] Significant management

  7. controlled function added: (23)[FCA CF] Significant management

  8. controlled function added: (22)[FCA CF] Significant management

  9. controlled function added: (21)[FCA CF] Significant management

  10. controlled function added: (20)[FCA CF] Significant management

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