Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (20 Feb 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Feb 2013 to 30 Sep 2018)
  • Advisory Insurance Brokers Limited (no longer approved here)

    FRN 313250

    • CF29 Significant management (1 Nov 2007 to 1 Aug 2012)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2005)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2005)
  • The ATM Financial Group (Suspension) (no longer approved here)

    FRN 157430

    • Employed By (29 Jan 2001 to 22 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.