Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Smith

    IRN MJS00173

    • (3123)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2005)
  • Michael John Whatley

    IRN MJW00027

    • (1564)CF21 Investment Adviser (15 Feb 2002 to 31 Dec 2005)
  • Michael Jonathan Barton

    IRN MJB00018

    • (432)CF24 Pension Transfer Specialist (31 Dec 2003 to 31 Dec 2003)
    • (434)CF4 Partner (AR) (18 Jul 2003 to 30 Aug 2007)
    • (433)CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2007)
  • Michael Jonathan Doy

    IRN MJD00037

    • (2913)CF22 Investment Adviser (Trainee) (22 Dec 2003 to 30 Jul 2004)
  • Michael Kenneth Pearson

    IRN MKP00007

    • (774)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2003)
  • Michael Law

    IRN MXL00100

    • (568)CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)
  • Michael Lawrence Maddison

    IRN MLM00012

    • (1439)CF22 Investment Adviser (Trainee) (16 Aug 2005 to 18 Aug 2006)
  • Michael Leslie Atkinson

    IRN MLA01038

    • (3300)CF30 Customer (1 Nov 2007 to 13 May 2008)
    • (3302)CF21 Investment Adviser (4 Apr 2006 to 26 Apr 2006)
    • (3301)CF22 Investment Adviser (Trainee) (23 Mar 2005 to 4 Apr 2006)
  • Michael Lindsay Stewart

    IRN MLS01067

    • (1059)CF22 Investment Adviser (Trainee) (26 Jul 2002 to 17 May 2003)
  • Michael O'Callaghan

    IRN MXO00010

    • (1154)CF22 Investment Adviser (Trainee) (24 Apr 2002 to 20 Jan 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (29)[FCA CF] Manager of certification employee

  2. controlled function added: (28)[FCA CF] Significant management

  3. controlled function added: (27)[FCA CF] Significant management

  4. controlled function added: (26)[FCA CF] Significant management

  5. controlled function added: (25)[FCA CF] Significant management

  6. controlled function added: (24)[FCA CF] Significant management

  7. controlled function added: (23)[FCA CF] Significant management

  8. controlled function added: (22)[FCA CF] Significant management

  9. controlled function added: (21)[FCA CF] Significant management

  10. controlled function added: (20)[FCA CF] Significant management

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