Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Jack Adams

    IRN PJA00017

    • (1481)CF21 Investment Adviser (7 Nov 2005 to 23 Apr 2006)
    • (1480)CF22 Investment Adviser (Trainee) (7 Jun 2005 to 7 Nov 2005)
  • Philip James Alexander Barnett

    IRN PJB00083

    • (64)CF30 Customer (19 May 2009 to 2 Dec 2009)
  • Philip James Small

    IRN PJS01272

    • (2912)CF1 Director (AR) (31 Jan 2005 to 1 Dec 2005)
  • Philip John Burns

    IRN PJB00122

    • (1401)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Philip John Jackson

    IRN PJJ00043

    • (2155)CF21 Investment Adviser (18 Aug 2003 to 7 Oct 2005)
    • (2156)CF1 Director (AR) (19 Dec 2002 to 7 Oct 2005)
    • (2154)CF22 Investment Adviser (Trainee) (19 Dec 2002 to 18 Aug 2003)
  • Philip Kershaw

    IRN PXK01209

    • (414)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 23 Jun 2003)
  • Philip Louis Oddy

    IRN PLO01008

    • (2449)CF21 Investment Adviser (22 Jan 2003 to 11 Jul 2003)
    • (2448)CF22 Investment Adviser (Trainee) (17 May 2002 to 22 Jan 2003)
  • Philip Martyn Ashley

    IRN PMA00005

    • (675)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (676)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
  • Philip Paul Robson

    IRN PPR01014

    • (757)CF4 Partner (AR) (31 Mar 2003 to 30 Oct 2004)
  • Philip Royston Purser

    IRN PRP00012

    • (1428)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (38)[FCA CF] Significant management

  3. controlled function added: (37)SMF18 Other Overall Responsibility

  4. controlled function added: (36)[FCA CF] Manager of certification employee

  5. controlled function added: (35)SMF5 Head of Internal Audit

  6. controlled function added: (34)SMF16 Compliance Oversight

  7. controlled function added: (33)SMF7 Group Entity Senior Manager

  8. controlled function added: (32)[FCA CF] CASS oversight function

  9. controlled function added: (31)[FCA CF] Significant management

  10. controlled function added: (30)[FCA CF] Significant management

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