Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter John Lucketti

    IRN PJL00046

    • (3296)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
  • Peter John Voice

    IRN PJV00003

    • (1568)CF22 Investment Adviser (Trainee) (27 Jun 2006 to 12 Jan 2007)
  • Peter Jonathan Shelley

    IRN PJS01176

    • (1258)CF12 Actuarial (1 Dec 2001 to 1 Dec 2001)
    • (1259)CF1 Director (1 Dec 2001 to 17 Dec 2004)
  • Peter Leslie Topple

    IRN PLT00002

    • (1004)CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • (1006)CF21 Investment Adviser (30 Apr 2003 to 31 Oct 2007)
    • (1005)CF22 Investment Adviser (Trainee) (15 Aug 2002 to 30 Apr 2003)
  • Peter McDougall

    IRN PXM00199

    • (801)CF21 Investment Adviser (7 Oct 2003 to 1 Nov 2005)
    • (800)CF22 Investment Adviser (Trainee) (28 Mar 2003 to 7 Oct 2003)
    • (802)CF1 Director (AR) (28 Mar 2003 to 1 Nov 2005)
  • Peter McGrath

    IRN PXM00208

    • (1421)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
  • Peter McIntosh

    IRN PNM00006

    • (457)CF30 Customer (23 Jan 2009 to 6 Apr 2010)
  • Peter Nigel Stuckey Clark

    IRN PNC01012

    • (428)CF1 Director (1 Dec 2001 to 30 Jun 2002)
  • Peter Richard Beddows

    IRN PRB01100

    • (1235)CF1 Director (AR) (1 Dec 2001 to 31 Dec 2008)
  • Peter Ruthven

    IRN PXR00160

    • (1312)CF21 Investment Adviser (8 Feb 2006 to 2 Aug 2007)
    • (1311)CF22 Investment Adviser (Trainee) (6 May 2005 to 8 Feb 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (38)[FCA CF] Significant management

  3. controlled function added: (37)SMF18 Other Overall Responsibility

  4. controlled function added: (36)[FCA CF] Manager of certification employee

  5. controlled function added: (35)SMF5 Head of Internal Audit

  6. controlled function added: (34)SMF16 Compliance Oversight

  7. controlled function added: (33)SMF7 Group Entity Senior Manager

  8. controlled function added: (32)[FCA CF] CASS oversight function

  9. controlled function added: (31)[FCA CF] Significant management

  10. controlled function added: (30)[FCA CF] Significant management

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