Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michele Janet Hale

    IRN MJH01422

    • (199)CF22 Investment Adviser (Trainee) (26 Feb 2004 to 17 Mar 2004)
  • Michelle Angela Hollinshead

    IRN MAH01317

    • (1803)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (1805)CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
    • (1804)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 19 Oct 2006)
  • Michelle Biesty

    IRN MXD00042

    • (2078)[FCA CF] Manager of certification employee (1 Jan 2021 to 29 Jun 2023)
  • Michelle Dawn Street

    IRN MDC01131

    • (2844)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2846)CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
    • (2845)CF22 Investment Adviser (Trainee) (30 Jan 2006 to 24 Jan 2007)
  • Michelle Louise O'Hara

    IRN MLO01013

    • (1782)CF30 Customer (1 Nov 2007 to 12 Feb 2010)
    • (1783)CF22 Investment Adviser (Trainee) (27 Mar 2007 to 31 Oct 2007)
  • Michelle Marie Donohue

    IRN MMD01025

    • (177)CF1 Director (AR) (11 Mar 2004 to 1 Apr 2006)
  • Michelle Theresa Meredith

    IRN MTM00008

    • (593)CF21 Investment Adviser (19 Sep 2002 to 30 Sep 2005)
  • Mohamed Nabiel Din

    IRN MND01014

    • (853)CF22 Investment Adviser (Trainee) (9 Mar 2005 to 15 May 2006)
  • Mohammad Ahtaf Saleem

    IRN MAS00131

    • (323)CF30 Customer (1 Nov 2007 to 27 Aug 2008)
    • (325)CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
    • (324)CF22 Investment Adviser (Trainee) (11 May 2005 to 13 Jan 2006)
  • Mohinder Kumar Verma

    IRN MXV00008

    • (1035)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 4 Feb 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (38)[FCA CF] Significant management

  3. controlled function added: (37)SMF18 Other Overall Responsibility

  4. controlled function added: (36)[FCA CF] Manager of certification employee

  5. controlled function added: (35)SMF5 Head of Internal Audit

  6. controlled function added: (34)SMF16 Compliance Oversight

  7. controlled function added: (33)SMF7 Group Entity Senior Manager

  8. controlled function added: (32)[FCA CF] CASS oversight function

  9. controlled function added: (31)[FCA CF] Significant management

  10. controlled function added: (30)[FCA CF] Significant management

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