Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Runs Personal Pensions
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Mark Andrew Noble
IRN MAN01084
- (2598)CF29 Significant management (9 Jun 2017 to 19 Mar 2019)
- Mark Andrew Saint
IRN MAS01242
- (1262)CF21 Investment Adviser (20 May 2003 to 30 Sep 2005)
- (1261)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2003)
- Mark Andrew Wheatley
IRN MAW00035
- (2516)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
- Mark Andrew Wilson
IRN MAW01326
- (1870)CF1 Director (13 Apr 2015 to 29 Dec 2017)
- Mark Anthony Mills
IRN MXM00136
- (3309)CF21 Investment Adviser (10 Dec 2003 to 31 Dec 2004)
- (3310)CF4 Partner (AR) (16 Jun 2003 to 31 Dec 2004)
- (3308)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 10 Dec 2003)
- Mark Anthony Mitchell
IRN MAM00057
- (1363)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
- Mark Anthony Robinson
IRN MAR00033
- (805)CF21 Investment Adviser (12 Nov 2003 to 15 Aug 2007)
- (804)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 12 Nov 2003)
- Mark Arthur Clayton
IRN MXC00020
- (2792)CF30 Customer (17 Nov 2008 to 10 May 2010)
- Mark Begley
IRN MXB00127
- (1665)[FCA CF] Significant management (9 Dec 2019 to 31 Jul 2020)
- Mark Brian Chaplin
IRN MXC01896
- (2902)SMF4 Chief Risk (9 Dec 2019 to 27 May 2022)
- (2903)CF28 Systems and controls (1 Jul 2017 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Emmerson Read Financial Services(no longer appointed)
FRN 158272 · Appointed 1 Jun 1990 · Until 30 Aug 2007
- Premier Financial Services(no longer appointed)
FRN 158337 · Appointed 1 May 1990 · Until 16 Sep 2002
- Chris Lane Financial Services(no longer appointed)
FRN 201118 · Appointed 8 Dec 1989 · Until 4 Jul 2005
- Werrington Financial Services(no longer appointed)
FRN 157646 · Appointed 16 Sep 1989 · Until 3 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (3419)CF21 Investment Adviser
controlled function added: (3418)CF22 Investment Adviser (Trainee)
controlled function added: (3417)CF21 Investment Adviser
controlled function added: (3416)CF22 Investment Adviser (Trainee)
controlled function added: (3415)CF21 Investment Adviser
controlled function added: (3414)CF22 Investment Adviser (Trainee)
controlled function added: (3413)CF7 Sole Trader (AR)
controlled function added: (3412)CF21 Investment Adviser
controlled function added: (3411)CF22 Investment Adviser (Trainee)
controlled function added: (3410)CF21 Investment Adviser