Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Norma Anne Hastie
IRN NXH00099
- (2829)CF30 Customer (21 Apr 2010 to 16 Sep 2010)
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Norman Chambers
IRN NXC00006
- (832)CF21 Investment Adviser (13 Aug 2003 to 16 Aug 2005)
- (833)CF7 Sole Trader (AR) (27 Dec 2002 to 16 Aug 2005)
- (831)CF22 Investment Adviser (Trainee) (27 Dec 2002 to 13 Aug 2003)
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Norman Hutson
IRN NXH00026
- (2860)CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2007)
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Norman Ian Taylor
IRN NIT00001
- (871)CF1 Director (AR) (19 Feb 2003 to 1 Feb 2007)
- (870)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2007)
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Norman James Smyth
IRN NJS01140
- (3636)CF4 Partner (AR) (29 Apr 2003 to 17 Jun 2007)
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Nour Shaaban
IRN NXS00551
- (1)[FCA CF] Significant management (since 11 Sep 2023)
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Oliver Jeremy Wickham
IRN OJW01008
- (309)CF22 Investment Adviser (Trainee) (12 Mar 2007 to 6 Jul 2007)
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Olivia Donaghy
IRN OXD01040
- (1845)CF4 Partner (AR) (8 Aug 2005 to 21 Jul 2007)
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Olivia Marie Beaumont
IRN OMB01007
- (21)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (23)CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
- (22)CF22 Investment Adviser (Trainee) (21 Mar 2005 to 18 Jan 2006)
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Omaa Cross
IRN OXD01039
- (1698)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (1700)CF21 Investment Adviser (29 Jan 2007 to 31 Oct 2007)
- (1699)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 29 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hosiery Corporation International (no longer appointed)
FRN 450859 · Appointed 18 Apr 2006 · Until 20 Feb 2008
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Andrew Louis Estate Agents (no longer appointed)
FRN 450583 · Appointed 7 Apr 2006 · Until 21 Apr 2007
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Phoenix Customer Care Limited (no longer appointed)
FRN 415488 · Appointed 31 Mar 2006 · Until 23 Mar 2011
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First Financial Limited (no longer appointed)
FRN 201039 · Appointed 14 Dec 2005 · Until 23 Mar 2011
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Hallmark Financial Services (no longer appointed)
FRN 442155 · Appointed 21 Nov 2005 · Until 12 Aug 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (49)SMF18 Other Overall Responsibility
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controlled function added: (48)SMF2 Chief Finance
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controlled function added: (47)SMF3 Executive Director
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controlled function added: (46)SMF24 Chief Operations
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controlled function added: (45)[FCA CF] Significant management
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controlled function added: (44)SMF9 Chair of the Governing Body
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF1 Chief Executive
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controlled function added: (41)SMF3 Executive Director
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controlled function added: (40)Responsible for Insurance Distribution