Norman James Smyth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

S&S Mortgage Solutions Ltd
FRN 607454
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Aug 2025)
- CF1 Director (2 Jan 2014 to 8 Dec 2019)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF4 Partner (AR) (29 Apr 2003 to 31 Oct 2004)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF4 Partner (AR) (29 Apr 2003 to 17 Jun 2007)
S&S Mortgage Solutions (no longer approved here)
FRN 224377
- Employed By (29 Apr 2003 to 17 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.