Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Hunter McCormick

    IRN PHM00012

    • (209)CF1 Director (AR) (18 May 2004 to 19 Aug 2007)
    • (207)CF21 Investment Adviser (7 May 2002 to 19 Aug 2007)
    • (208)CF7 Sole Trader (AR) (1 Dec 2001 to 12 May 2004)
  • Peter James Gulley

    IRN PJG00076

    • (1313)CF21 Investment Adviser (29 Jan 2002 to 15 May 2002)
  • Peter James King

    IRN PJK00010

    • (1159)CF21 Investment Adviser (21 Mar 2006 to 11 Apr 2007)
    • (1160)CF1 Director (AR) (16 Mar 2005 to 11 Apr 2007)
    • (1158)CF22 Investment Adviser (Trainee) (16 Mar 2005 to 21 Mar 2006)
  • Peter James Staple

    IRN PJS01290

    • (2236)CF22 Investment Adviser (Trainee) (21 Oct 2003 to 18 Sep 2004)
  • Peter John Davis

    IRN PJD00044

    • (626)CF21 Investment Adviser (21 Sep 2005 to 2 Sep 2007)
  • Peter John Gayler

    IRN PJG00018

    • (754)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)
  • Peter John Gibbs

    IRN PJG01084

    • (1121)CF2 Non Executive Director (15 Jul 2011 to 13 Apr 2015)
  • Peter John Grieveson

    IRN PJG00030

    • (620)CF22 Investment Adviser (Trainee) (14 Jan 2005 to 16 Aug 2005)
  • Peter John Hammond

    IRN PJH00114

    • (1417)CF30 Customer (9 Sep 2008 to 16 Sep 2010)
  • Peter John Holdsworth

    IRN PJH00083

    • (1087)CF7 Sole Trader (AR) (16 May 2002 to 3 Jun 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (49)SMF18 Other Overall Responsibility

  2. controlled function added: (48)SMF2 Chief Finance

  3. controlled function added: (47)SMF3 Executive Director

  4. controlled function added: (46)SMF24 Chief Operations

  5. controlled function added: (45)[FCA CF] Significant management

  6. controlled function added: (44)SMF9 Chair of the Governing Body

  7. controlled function added: (43)SMF7 Group Entity Senior Manager

  8. controlled function added: (42)SMF1 Chief Executive

  9. controlled function added: (41)SMF3 Executive Director

  10. controlled function added: (40)Responsible for Insurance Distribution

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