Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Adrian Bateman
IRN PAB00029
- (403)CF22 Investment Adviser (Trainee) (27 May 2003 to 12 Aug 2003)
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Paul Andrew Brazier
IRN PAB00126
- (169)CF22 Investment Adviser (Trainee) (9 Mar 2004 to 2 Jul 2004)
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Paul Anthony Cox
IRN PAC01270
- (1829)CF21 Investment Adviser (11 Oct 2006 to 3 Dec 2006)
- (1828)CF22 Investment Adviser (Trainee) (5 Apr 2006 to 11 Oct 2006)
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Paul Anthony Foulds
IRN PAF00005
- (1208)CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2005)
- (1209)CF4 Partner (AR) (1 Dec 2001 to 11 Aug 2005)
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Paul Anthony Hunt
IRN PAH00045
- (2179)CF30 Customer (1 Nov 2007 to 27 Apr 2008)
- (2181)CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
- (2180)CF22 Investment Adviser (Trainee) (4 Nov 2003 to 7 Sep 2004)
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Paul Anthony Innocent
IRN PAI01023
- (2803)CF30 Customer (11 Feb 2010 to 16 Sep 2010)
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Paul Anthony Johnston
IRN PAJ00011
- (2909)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2911)CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
- (2910)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 26 Jun 2006)
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Paul Anthony Reeves Fletcher
IRN PXF00206
- (2374)[FCA CF] Significant management (4 Jan 2023 to 1 Sep 2025)
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Paul Anthony Summers
IRN PAS01321
- (2665)CF30 Customer (25 Feb 2010 to 19 Sep 2011)
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Paul Antony Waller
IRN PAW01144
- (2565)CF21 Investment Adviser (8 Apr 2004 to 31 Dec 2005)
- (2564)CF22 Investment Adviser (Trainee) (7 Apr 2003 to 8 Apr 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Face 2 Face Financial Solutions Ltd (no longer appointed)
FRN 402343 · Appointed 22 Jul 2004 · Until 26 Oct 2006
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Assured Financial Solutions UK Ltd (no longer appointed)
FRN 401733 · Appointed 30 Jun 2004 · Until 25 Apr 2005
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Compass Financial Planning Limited (no longer appointed)
FRN 401672 · Appointed 29 Jun 2004 · Until 25 Mar 2006
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Malcolm James & Partners Estate Agents (no longer appointed)
FRN 201462 · Appointed 21 Jun 2004 · Until 24 Jan 2008
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Case (UK) Corporation Ltd (no longer appointed)
FRN 401336 · Appointed 10 Jun 2004 · Until 16 Apr 2007
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Parklane Mortgage & Financial Exchange (no longer appointed)
FRN 401208 · Appointed 3 Jun 2004 · Until 2 Aug 2007
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Alan Bell Mortgages Ltd (no longer appointed)
FRN 401092 · Appointed 26 May 2004 · Until 31 Oct 2004
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Tony Walker Financial Planning Services (no longer appointed)
FRN 401070 · Appointed 25 May 2004 · Until 27 Jun 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (49)SMF18 Other Overall Responsibility
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controlled function added: (48)SMF2 Chief Finance
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controlled function added: (47)SMF3 Executive Director
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controlled function added: (46)SMF24 Chief Operations
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controlled function added: (45)[FCA CF] Significant management
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controlled function added: (44)SMF9 Chair of the Governing Body
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF1 Chief Executive
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controlled function added: (41)SMF3 Executive Director
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controlled function added: (40)Responsible for Insurance Distribution