Aviva Administration Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Smith

    IRN MJS00173

    • (3123)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2005)
  • Michael John Whatley

    IRN MJW00027

    • (1564)CF21 Investment Adviser (15 Feb 2002 to 31 Dec 2005)
  • Michael Jonathan Barton

    IRN MJB00018

    • (432)CF24 Pension Transfer Specialist (31 Dec 2003 to 31 Dec 2003)
    • (434)CF4 Partner (AR) (18 Jul 2003 to 30 Aug 2007)
    • (433)CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2007)
  • Michael Jonathan Doy

    IRN MJD00037

    • (2913)CF22 Investment Adviser (Trainee) (22 Dec 2003 to 30 Jul 2004)
  • Michael Kenneth Pearson

    IRN MKP00007

    • (774)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2003)
  • Michael Law

    IRN MXL00100

    • (568)CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)
  • Michael Lawrence Maddison

    IRN MLM00012

    • (1439)CF22 Investment Adviser (Trainee) (16 Aug 2005 to 18 Aug 2006)
  • Michael Leslie Atkinson

    IRN MLA01038

    • (3300)CF30 Customer (1 Nov 2007 to 13 May 2008)
    • (3302)CF21 Investment Adviser (4 Apr 2006 to 26 Apr 2006)
    • (3301)CF22 Investment Adviser (Trainee) (23 Mar 2005 to 4 Apr 2006)
  • Michael Lindsay Stewart

    IRN MLS01067

    • (1059)CF22 Investment Adviser (Trainee) (26 Jul 2002 to 17 May 2003)
  • Michael O'Callaghan

    IRN MXO00010

    • (1154)CF22 Investment Adviser (Trainee) (24 Apr 2002 to 20 Jan 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3489)Responsible for Insurance Distribution

  2. controlled function added: (3488)CF16 Significant Mgt (Desgntd Investment Business)

  3. controlled function added: (3487)CF1 Director (AR)

  4. controlled function added: (3486)CF21 Investment Adviser

  5. controlled function added: (3485)CF22 Investment Adviser (Trainee)

  6. controlled function added: (3484)CF30 Customer

  7. controlled function added: (3483)CF21 Investment Adviser

  8. controlled function added: (3482)CF22 Investment Adviser (Trainee)

  9. controlled function added: (3481)CF30 Customer

  10. controlled function added: (3480)CF22 Investment Adviser (Trainee)

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