Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Beth McIntyre

    IRN SBM01048

    • (1277)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Sarah Elaine Hope

    IRN SEH00026

    • (2430)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (2432)CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
    • (2431)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 28 Jun 2005)
  • Sarah Elizabeth Shakesby

    IRN SES01045

    • (1840)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Sarah Jean Layden

    IRN SXL00450

    • (44)SMF9 Chair of the Governing Body (since 14 Mar 2024)
    • (3461)[FCA CF] Manager of certification employee (12 Mar 2024 to 30 Jun 2025)
    • (3462)[FCA CF] Significant management (1 May 2023 to 30 Jun 2025)
  • Sarah Louise Hughes

    IRN SLR01058

    • (1869)CF30 Customer (7 Mar 2008 to 16 Sep 2010)
  • Sarah Neale

    IRN SXD00100

    • (1274)CF1 Director (AR) (1 Dec 2001 to 14 Apr 2007)
    • (1273)CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2004)
  • Sarfraz Ahmed Munir

    IRN SAM01206

    • (2007)CF30 Customer (20 Jan 2010 to 16 Sep 2010)
  • Sasha Rose McKee

    IRN SRM01107

    • (3106)CF21 Investment Adviser (15 Oct 2003 to 28 Feb 2004)
    • (3105)CF22 Investment Adviser (Trainee) (18 Jun 2002 to 15 Oct 2003)
  • Scott Barry Christian Pepper

    IRN SBP00012

    • (788)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 28 Mar 2003)
    • (789)CF4 Partner (AR) (25 Mar 2003 to 30 Oct 2004)
  • Scott Joseph Bradley

    IRN SJB01402

    • (211)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 30 Apr 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3499)Responsible for Insurance Mediation

  2. controlled function added: (3498)SMF18 Other Overall Responsibility

  3. controlled function added: (3497)CF1 Director (AR)

  4. controlled function added: (3496)CF21 Investment Adviser

  5. controlled function added: (3495)CF22 Investment Adviser (Trainee)

  6. controlled function added: (3494)CF1 Director

  7. controlled function added: (3493)CF29 Significant management

  8. controlled function added: (3492)SMF7 Group Entity Senior Manager

  9. controlled function added: (3491)SMF18 Other Overall Responsibility

  10. controlled function added: (3490)Responsible for Insurance Mediation

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