Aviva Administration Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kim Andrea Stanton

    IRN KAS01126

    • (1729)CF30 Customer (16 Jan 2009 to 17 Apr 2009)
  • Kim Annette Houghton

    IRN KAH00020

    • (2856)CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2004)
  • Kim Clarke

    IRN KXC01320

    • (2679)CF1 Director (9 Jun 2009 to 4 Apr 2011)
  • Kim Steven Gay

    IRN KSG00003

    • (1537)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Oct 2002)
  • Kimberley Squire

    IRN KXS01278

    • (1013)CF22 Investment Adviser (Trainee) (26 Jun 2006 to 24 Nov 2006)
  • Kirsteen Elizabeth Parkes

    IRN KEP01021

    • (1929)[FCA CF] Client dealing (6 Jan 2022 to 30 Jun 2023)
  • Kirstie Caneparo

    IRN KXC01268

    • (2839)CF1 Director (13 Apr 2015 to 24 Nov 2015)
  • Kirstine Ann Cooper

    IRN KAC01088

    • (3015)[FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)
    • (3016)CF1 Director (7 Mar 2016 to 29 Dec 2017)
  • Kirsty Whitehouse

    IRN KLT01020

    • (1964)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Kris Stephen John Sweeney

    IRN KSS00009

    • (2885)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3509)Responsible for Insurance Mediation

  2. controlled function added: (3508)CF28 Systems and controls

  3. controlled function added: (3507)SMF5 Head of Internal Audit

  4. controlled function added: (3506)CF29 Significant management

  5. controlled function added: (3505)CF1 Director

  6. controlled function added: (3504)CF10 Compliance Oversight

  7. controlled function added: (3503)CF11 Money Laundering Reporting

  8. controlled function added: (3502)CF14 Risk Assessment

  9. controlled function added: (3501)CF28 Systems and controls

  10. controlled function added: (3500)CF29 Significant management

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