Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Mark Funnell

    IRN SMF01065

    • (2239)CF22 Investment Adviser (Trainee) (20 Oct 2003 to 24 Aug 2004)
  • Stephen Mark Jenkins

    IRN SMJ00027

    • (2054)CF16 Significant Mgt (Desgntd Investment Business) (17 Dec 2002 to 31 May 2005)
  • Stephen Marshall

    IRN SXM00002

    • (1660)CF30 Customer (1 Nov 2007 to 10 Dec 2008)
    • (1662)CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
    • (1661)CF22 Investment Adviser (Trainee) (6 Jun 2005 to 9 Sep 2005)
  • Stephen McPhillips

    IRN SXM00314

    • (613)CF21 Investment Adviser (15 Aug 2003 to 29 Jul 2004)
    • (612)CF22 Investment Adviser (Trainee) (13 Mar 2003 to 15 Aug 2003)
  • Stephen McVey

    IRN SXM00131

    • (1050)CF21 Investment Adviser (3 Feb 2003 to 9 Aug 2005)
    • (1051)CF4 Partner (AR) (29 Jul 2002 to 9 Aug 2005)
    • (1049)CF22 Investment Adviser (Trainee) (29 Jul 2002 to 3 Feb 2003)
  • Stephen Mealey

    IRN SXM00278

    • (1193)CF21 Investment Adviser (20 Jul 2004 to 31 Dec 2004)
    • (1192)CF22 Investment Adviser (Trainee) (2 Jan 2004 to 20 Jul 2004)
  • Stephen Neil Sanders

    IRN SNS00002

    • (755)CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2019)
  • Stephen Noakes

    IRN SXN00038

    • (2032)CF30 Customer (17 Feb 2009 to 16 Sep 2010)
  • Stephen Ormerod

    IRN SXO00015

    • (329)CF30 Customer (30 Jan 2009 to 16 Sep 2010)
  • Stephen Paul Trickett

    IRN SPT01067

    • (3547)CF2 Non Executive Director (2 Sep 2016 to 29 Dec 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3519)CF1 Director (AR)

  2. controlled function added: (3518)CF1 Director (AR)

  3. controlled function added: (3517)CF30 Customer

  4. controlled function added: (3516)CF29 Significant management

  5. controlled function added: (3515)[FCA CF] Significant management

  6. controlled function added: (3514)[FCA CF] Manager of certification employee

  7. controlled function added: (3513)SMF7 Group Entity Senior Manager

  8. controlled function added: (3512)CF1 Director

  9. controlled function added: (3511)Responsible for Insurance Mediation

  10. controlled function added: (3510)CF29 Significant management

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