Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Norma Anne Hastie

    IRN NXH00099

    • (2829)CF30 Customer (21 Apr 2010 to 16 Sep 2010)
  • Norman Chambers

    IRN NXC00006

    • (832)CF21 Investment Adviser (13 Aug 2003 to 16 Aug 2005)
    • (833)CF7 Sole Trader (AR) (27 Dec 2002 to 16 Aug 2005)
    • (831)CF22 Investment Adviser (Trainee) (27 Dec 2002 to 13 Aug 2003)
  • Norman Hutson

    IRN NXH00026

    • (2860)CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2007)
  • Norman Ian Taylor

    IRN NIT00001

    • (871)CF1 Director (AR) (19 Feb 2003 to 1 Feb 2007)
    • (870)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2007)
  • Norman James Smyth

    IRN NJS01140

    • (3636)CF4 Partner (AR) (29 Apr 2003 to 17 Jun 2007)
  • Nour Shaaban

    IRN NXS00551

    • (1)[FCA CF] Significant management (since 11 Sep 2023)
  • Oliver Jeremy Wickham

    IRN OJW01008

    • (309)CF22 Investment Adviser (Trainee) (12 Mar 2007 to 6 Jul 2007)
  • Olivia Donaghy

    IRN OXD01040

    • (1845)CF4 Partner (AR) (8 Aug 2005 to 21 Jul 2007)
  • Olivia Marie Beaumont

    IRN OMB01007

    • (21)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (23)CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
    • (22)CF22 Investment Adviser (Trainee) (21 Mar 2005 to 18 Jan 2006)
  • Omaa Cross

    IRN OXD01039

    • (1698)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (1700)CF21 Investment Adviser (29 Jan 2007 to 31 Oct 2007)
    • (1699)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 29 Jan 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Sun Life Direct

  2. trading name added: Clydesdale Financial Advisory Service

  3. trading name added: Britannia Financial Advisory Services

  4. controlled function added: (56)SMF18 Other Overall Responsibility

  5. controlled function added: (55)SMF4 Chief Risk

  6. controlled function added: (54)SMF24 Chief Operations

  7. controlled function added: (53)[FCA CF] Manager of certification employee

  8. controlled function added: (52)[FCA CF] Significant management

  9. controlled function added: (51)[FCA CF] Manager of certification employee

  10. controlled function added: (50)[FCA CF] Manager of certification employee

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