Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mel Gerard Carvill

    IRN MGC01042

    • (2065)CF2 Non Executive Director (21 Apr 2015 to 29 Dec 2017)
  • Melanie Elizabeth Hind

    IRN MEM01123

    • (3168)CF29 Significant management (7 Apr 2011 to 30 Apr 2012)
    • (3169)CF28 Systems and controls (15 Sep 2010 to 4 Apr 2011)
    • (3170)CF10 Compliance Oversight (15 Sep 2010 to 30 Apr 2012)
  • Melvyn Warren Sadofsky

    IRN MWS00002

    • (1618)CF1 Director (AR) (14 Oct 2005 to 26 Oct 2005)
  • Mervyn Andrew Nugent

    IRN MAN00004

    • (564)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
    • (563)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
  • Mervyn Hughes

    IRN MEH00017

    • (749)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
  • Michael Alec Reynolds

    IRN MAR00015

    • (646)CF4 Partner (AR) (1 Dec 2001 to 28 Oct 2005)
    • (645)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
  • Michael Anthony Hodges

    IRN MAH00079

    • (1105)CF21 Investment Adviser (30 Jan 2003 to 16 Jun 2003)
    • (1104)CF22 Investment Adviser (Trainee) (25 Jun 2002 to 30 Jan 2003)
  • Michael Anthony John Harding

    IRN MAH01249

    • (386)CF22 Investment Adviser (Trainee) (24 Jan 2006 to 28 Feb 2006)
  • Michael Anthony Marshall

    IRN MAM00019

    • (1199)CF21 Investment Adviser (25 Nov 2002 to 31 Aug 2004)
    • (1198)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
  • Michael Anthony Sellers

    IRN MAS00060

    • (1196)CF22 Investment Adviser (Trainee) (5 Feb 2002 to 1 Apr 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Sun Life Direct

  2. trading name added: Clydesdale Financial Advisory Service

  3. trading name added: Britannia Financial Advisory Services

  4. controlled function added: (56)SMF18 Other Overall Responsibility

  5. controlled function added: (55)SMF4 Chief Risk

  6. controlled function added: (54)SMF24 Chief Operations

  7. controlled function added: (53)[FCA CF] Manager of certification employee

  8. controlled function added: (52)[FCA CF] Significant management

  9. controlled function added: (51)[FCA CF] Manager of certification employee

  10. controlled function added: (50)[FCA CF] Manager of certification employee

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