Aviva Administration Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Strone Stewart MacPherson

    IRN SXM01658

    • (500)CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2002)
  • Philip William Taylor

    IRN PWT00007

    • (684)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2003)
  • Philippe Louis Herbert Maso Y Guell Rivet

    IRN PLM01028

    • (493)CF28 Systems and controls (1 Nov 2007 to 11 Apr 2008)
    • (494)CF14 Risk Assessment (22 Feb 2005 to 31 Oct 2007)
    • (495)CF1 Director (13 Jun 2003 to 11 Apr 2008)
  • Phillip Desmond Thomas

    IRN PDT00013

    • (245)CF22 Investment Adviser (Trainee) (15 Dec 2003 to 1 May 2004)
  • Phillip John Harris

    IRN PJH00015

    • (599)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2004)
  • Phillip Richard Maidwell

    IRN PRM01121

    • (1741)CF30 Customer (26 Aug 2008 to 16 Sep 2010)
  • Pierre Andre Land

    IRN PAL00010

    • (3480)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 17 Feb 2006)
  • Pramesh Nathalal Dhokia

    IRN PND00006

    • (499)CF21 Investment Adviser (4 Nov 2005 to 1 Jun 2007)
    • (498)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 4 Nov 2005)
  • Rachael Arnold

    IRN RXJ00051

    • (1705)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Rachael Bailey- Manning

    IRN RXB01593

    • (3128)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (3130)CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
    • (3129)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 9 Jan 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Sun Life Direct

  2. trading name added: Clydesdale Financial Advisory Service

  3. trading name added: Britannia Financial Advisory Services

  4. controlled function added: (56)SMF18 Other Overall Responsibility

  5. controlled function added: (55)SMF4 Chief Risk

  6. controlled function added: (54)SMF24 Chief Operations

  7. controlled function added: (53)[FCA CF] Manager of certification employee

  8. controlled function added: (52)[FCA CF] Significant management

  9. controlled function added: (51)[FCA CF] Manager of certification employee

  10. controlled function added: (50)[FCA CF] Manager of certification employee

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