Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF30 Customer (7 Jan 2016 to 9 Dec 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (14 Oct 2008 to 3 Jan 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 20 Nov 2008)
    • CF22 Investment Adviser (Trainee) (24 May 2007 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (4 Nov 2005 to 1 Jun 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 4 Nov 2005)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (2 Apr 2002 to 27 Nov 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.