Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Saffron Lovell

    IRN SXF01261

    • (2651)CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • (2653)CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
    • (2652)CF22 Investment Adviser (Trainee) (2 Jun 2006 to 3 Nov 2006)
  • Sallie Vijay Palanivel

    IRN SMC01213

    • (1688)CF30 Customer (10 Oct 2008 to 16 Sep 2010)
  • Sally Ann Moore

    IRN SAC00037

    • (601)CF1 Director (AR) (1 Dec 2001 to 14 Apr 2007)
    • (600)CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2007)
  • Sally Elizabeth Guest

    IRN SEG01049

    • (57)CF30 Customer (10 Dec 2009 to 16 Sep 2010)
  • Sally Victoria Dodsley

    IRN SXD00639

    • (2366)[FCA CF] Client dealing (5 Jan 2023 to 1 Oct 2023)
  • Sam Jonathan Teller

    IRN SJT00065

    • (2392)CF21 Investment Adviser (25 Jan 2002 to 21 Feb 2003)
  • Samantha Jane Mirehouse

    IRN SJM01338

    • (5)[FCA CF] Client dealing (since 1 Sep 2023)
    • (6)[FCA CF] Significant management (since 10 Jan 2022)
    • (2802)[FCA CF] Manager of certification employee (1 Jan 2021 to 2 Oct 2023)
  • Samantha Jayne van Cuylenburg

    IRN SJK01085

    • (1291)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (1293)CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • (1292)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 17 Jun 2005)
  • Samina Harnett

    IRN SXH00083

    • (371)CF21 Investment Adviser (16 Jan 2004 to 27 Jan 2006)
    • (370)CF22 Investment Adviser (Trainee) (24 Jul 2003 to 16 Jan 2004)
  • Samir Parmar

    IRN SNP01033

    • (2831)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3569)CF1 Director

  2. controlled function added: (3568)CF15 Internal Audit

  3. controlled function added: (3567)CF1 Director (AR)

  4. controlled function added: (3566)CF2 Non Executive Director

  5. controlled function added: (3565)CF28 Systems and controls

  6. controlled function added: (3564)[FCA CF] Manager of certification employee

  7. controlled function added: (3563)CF1 Director (AR)

  8. controlled function added: (3562)SMF24 Chief Operations

  9. controlled function added: (3561)CF1 Director (AR)

  10. controlled function added: (3560)SMF24 Chief Operations

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