Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart John Alexander

    IRN SJA01156

    • (3387)CF30 Customer (14 Sep 2010 to 27 Sep 2010)
  • Stuart John Raber

    IRN SJR00006

    • (462)CF21 Investment Adviser (11 Dec 2003 to 27 Jan 2005)
    • (463)CF1 Director (AR) (29 May 2003 to 27 Jan 2005)
    • (461)CF22 Investment Adviser (Trainee) (29 May 2003 to 11 Dec 2003)
  • Stuart John Tucker

    IRN SXT00047

    • (2144)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2146)CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
    • (2145)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 4 May 2006)
  • Stuart McKenzie Reid

    IRN SMR01079

    • (991)CF22 Investment Adviser (Trainee) (22 Jul 2002 to 4 Nov 2002)
  • Stuart McNairn

    IRN SXM01675

    • (2655)CF21 Investment Adviser (21 Nov 2003 to 16 Oct 2006)
    • (2654)CF22 Investment Adviser (Trainee) (14 May 2003 to 21 Nov 2003)
  • Stuart Neil McDarby

    IRN SNM00006

    • (2270)CF30 Customer (20 Jan 2010 to 13 Jul 2010)
  • Stuart Noel Alan Walding

    IRN SXW01374

    • (102)CF30 Customer (14 Aug 2008 to 20 Aug 2009)
  • Stuart Raymond Peate

    IRN SRP00031

    • (2115)CF21 Investment Adviser (10 Jun 2004 to 24 Apr 2007)
    • (2114)CF22 Investment Adviser (Trainee) (25 Nov 2003 to 10 Jun 2004)
  • Stuart Richard Hickman

    IRN SRH00017

    • (1540)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2003)
  • Stuart Robert Lamont

    IRN SRL00017

    • (2327)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2329)CF21 Investment Adviser (12 Aug 2005 to 31 Oct 2007)
    • (2328)CF22 Investment Adviser (Trainee) (25 Feb 2005 to 12 Aug 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3569)CF1 Director

  2. controlled function added: (3568)CF15 Internal Audit

  3. controlled function added: (3567)CF1 Director (AR)

  4. controlled function added: (3566)CF2 Non Executive Director

  5. controlled function added: (3565)CF28 Systems and controls

  6. controlled function added: (3564)[FCA CF] Manager of certification employee

  7. controlled function added: (3563)CF1 Director (AR)

  8. controlled function added: (3562)SMF24 Chief Operations

  9. controlled function added: (3561)CF1 Director (AR)

  10. controlled function added: (3560)SMF24 Chief Operations

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