Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Runs Personal Pensions
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Mel Gerard Carvill
IRN MGC01042
- (2065)CF2 Non Executive Director (21 Apr 2015 to 29 Dec 2017)
- Melanie Elizabeth Hind
IRN MEM01123
- (3168)CF29 Significant management (7 Apr 2011 to 30 Apr 2012)
- (3170)CF10 Compliance Oversight (15 Sep 2010 to 30 Apr 2012)
- (3169)CF28 Systems and controls (15 Sep 2010 to 4 Apr 2011)
- Melvyn Warren Sadofsky
IRN MWS00002
- (1618)CF1 Director (AR) (14 Oct 2005 to 26 Oct 2005)
- Mervyn Andrew Nugent
IRN MAN00004
- (564)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
- (563)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
- Mervyn Hughes
IRN MEH00017
- (749)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
- Michael Alec Reynolds
IRN MAR00015
- (646)CF4 Partner (AR) (1 Dec 2001 to 28 Oct 2005)
- (645)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
- Michael Anthony Hodges
IRN MAH00079
- (1105)CF21 Investment Adviser (30 Jan 2003 to 16 Jun 2003)
- (1104)CF22 Investment Adviser (Trainee) (25 Jun 2002 to 30 Jan 2003)
- Michael Anthony John Harding
IRN MAH01249
- (386)CF22 Investment Adviser (Trainee) (24 Jan 2006 to 28 Feb 2006)
- Michael Anthony Marshall
IRN MAM00019
- (1199)CF21 Investment Adviser (25 Nov 2002 to 31 Aug 2004)
- (1198)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
- Michael Anthony Sellers
IRN MAS00060
- (1196)CF22 Investment Adviser (Trainee) (5 Feb 2002 to 1 Apr 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Birmingham Midshires Financial Services Limited(no longer appointed)
FRN 169484 · Appointed 21 Mar 1984 · Until 31 Dec 2008
- Rolfe East (Letting and Management) Ltd(no longer appointed)
FRN 162735 · Appointed 1 Oct 1983 · Until 16 Sep 2002
- Hampton Insurance & Investment(no longer appointed)
FRN 115109 · Appointed 1 Jan 1982 · Until 17 Sep 2003
- Sun Life Unit Services Ltd(no longer appointed)
FRN 142782 · Appointed 28 Mar 1980 · Until 16 Sep 2002
- Beacon Financial Planning Co Ltd(no longer appointed)
FRN 157832 · Appointed 1 Jan 1980 · Until 31 Oct 2004
- First Call Financial Planning(no longer appointed)
FRN 200766 · Appointed 1 Jul 1979 · Until 16 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (3579)CF1 Director
controlled function added: (3578)[FCA CF] Significant management
controlled function added: (3577)[FCA CF] Manager of certification employee
controlled function added: (3576)SMF18 Other Overall Responsibility
controlled function added: (3575)CF1 Director (AR)
controlled function added: (3574)CF21 Investment Adviser
controlled function added: (3573)CF22 Investment Adviser (Trainee)
controlled function added: (3572)CF21 Investment Adviser
controlled function added: (3571)CF1 Director
controlled function added: (3570)CF29 Significant management