Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 2 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Philip Strone Stewart MacPherson
IRN SXM01658
- (500)CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2002)
Philip William Taylor
IRN PWT00007
- (684)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2003)
Philippe Louis Herbert Maso Y Guell Rivet
IRN PLM01028
- (493)CF28 Systems and controls (1 Nov 2007 to 11 Apr 2008)
- (494)CF14 Risk Assessment (22 Feb 2005 to 31 Oct 2007)
- (495)CF1 Director (13 Jun 2003 to 11 Apr 2008)
Phillip Desmond Thomas
IRN PDT00013
- (245)CF22 Investment Adviser (Trainee) (15 Dec 2003 to 1 May 2004)
Phillip John Harris
IRN PJH00015
- (599)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2004)
Phillip Richard Maidwell
IRN PRM01121
- (1741)CF30 Customer (26 Aug 2008 to 16 Sep 2010)
Pierre Andre Land
IRN PAL00010
- (3480)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 17 Feb 2006)
Pramesh Nathalal Dhokia
IRN PND00006
- (499)CF21 Investment Adviser (4 Nov 2005 to 1 Jun 2007)
- (498)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 4 Nov 2005)
Rachael Arnold
IRN RXJ00051
- (1705)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
Rachael Bailey- Manning
IRN RXB01593
- (3128)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (3130)CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
- (3129)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 9 Jan 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Mortgage Port Ltd (no longer appointed)
FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007
Jhoots Financial Services Ltd (no longer appointed)
FRN 429151 · Appointed 7 Mar 2005 · Until 31 Oct 2006
Complete Protection Ltd (no longer appointed)
FRN 429150 · Appointed 7 Mar 2005 · Until 26 Mar 2007
Apex Financial Planning (no longer appointed)
FRN 428746 · Appointed 28 Feb 2005 · Until 1 Jul 2007
Windmill Financial Planning & Independent Mortgages (no longer appointed)
FRN 428745 · Appointed 28 Feb 2005 · Until 1 Jul 2007
Glasgow Mortgage Centre Ltd (no longer appointed)
FRN 428569 · Appointed 24 Feb 2005 · Until 4 Jul 2007
True Colours Financial Planning Ltd (no longer appointed)
FRN 426632 · Appointed 16 Feb 2005 · Until 21 Jul 2007
Braxfield (no longer appointed)
FRN 426133 · Appointed 9 Feb 2005 · Until 15 Aug 2007
Concept Publishing Ltd (no longer appointed)
FRN 425916 · Appointed 4 Feb 2005 · Until 23 Jan 2008
KFS Mortgages Ltd (no longer appointed)
FRN 424336 · Appointed 24 Jan 2005 · Until 1 Dec 2005

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (3589)CF1 Director
2 days ago
controlled function added: (3588)CF1 Director (AR)
2 days ago
controlled function added: (3587)CF3 Chief Executive
2 days ago
controlled function added: (3586)CF8 Apportionment and Oversight
2 days ago
controlled function added: (3585)CF22 Investment Adviser (Trainee)
2 days ago
controlled function added: (3584)CF2 Non Executive Director
2 days ago
controlled function added: (3583)CF4 Partner (AR)
2 days ago
controlled function added: (3582)CF2 Non Executive Director
2 days ago
controlled function added: (3581)CF1 Director
2 days ago
controlled function added: (3580)CF28 Systems and controls

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.