Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sharon Horswell

    IRN SXH01534

    • (820)CF4 Partner (AR) (13 Feb 2003 to 30 Oct 2004)
  • Sharon Louise Orton

    IRN SLM00007

    • (1549)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
  • Sharon Lynn Harrop

    IRN SLH01111

    • (2700)CF30 Customer (20 May 2009 to 16 Sep 2010)
  • Shaun Andrew Kirtley

    IRN SAK00020

    • (1351)CF21 Investment Adviser (15 Nov 2005 to 13 Jun 2006)
    • (1350)CF22 Investment Adviser (Trainee) (15 Mar 2005 to 15 Nov 2005)
  • Shaun Andrew Reed

    IRN SAR00029

    • (443)CF22 Investment Adviser (Trainee) (27 May 2003 to 19 Feb 2004)
  • Shaun Anthony Gains

    IRN SXG00952

    • (2272)[FCA CF] Significant management (23 Oct 2025 to 10 Mar 2026)
  • Shaun Dooler

    IRN SXD85751

    • (2073)[FCA CF] Client dealing (1 Aug 2023 to 1 Oct 2023)
    • (2074)[FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
  • Shaun Eric Haskins

    IRN SEH00035

    • (1177)CF21 Investment Adviser (4 Jul 2005 to 30 Aug 2007)
    • (1176)CF22 Investment Adviser (Trainee) (20 Sep 2004 to 4 Jul 2005)
  • Shaun Graham Chambers

    IRN SGC01027

    • (3350)CF21 Investment Adviser (27 May 2004 to 5 Nov 2005)
    • (3349)CF22 Investment Adviser (Trainee) (27 May 2003 to 27 May 2004)
  • Shaun Henry Leahy

    IRN SHL01019

    • (702)CF21 Investment Adviser (16 Dec 2003 to 8 Aug 2005)
    • (701)CF22 Investment Adviser (Trainee) (17 Jan 2003 to 16 Dec 2003)
    • (703)CF7 Sole Trader (AR) (17 Jan 2003 to 8 Aug 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3619)SMF2 Chief Finance

  2. controlled function added: (3618)SMF3 Executive Director

  3. controlled function added: (3617)Responsible for Insurance Distribution

  4. controlled function added: (3616)CF10 Compliance Oversight

  5. controlled function added: (3615)CF4 Partner (AR)

  6. controlled function added: (3614)[FCA CF] Significant management

  7. controlled function added: (3613)[FCA CF] Manager of certification employee

  8. controlled function added: (3612)SMF18 Other Overall Responsibility

  9. controlled function added: (3611)SMF2 Chief Finance

  10. controlled function added: (3610)SMF3 Executive Director

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