Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Feb 2011)
- CF30 Customer (since 3 Feb 2011)
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BCJ Financial Planning Ltd
FRN 538795
- Employed By (since 3 Feb 2011)
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- CF21 Investment Adviser (27 May 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (27 May 2003 to 27 May 2004)
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- CF21 Investment Adviser (27 May 2004 to 5 Nov 2005)
- CF22 Investment Adviser (Trainee) (27 May 2003 to 27 May 2004)
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- Employed By (27 May 2003 to 5 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.