Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Feb 2011)
    • CF30 Customer (since 3 Feb 2011)
    • Employed By (since 3 Feb 2011)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (27 May 2004 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (27 May 2003 to 27 May 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (27 May 2004 to 5 Nov 2005)
    • CF22 Investment Adviser (Trainee) (27 May 2003 to 27 May 2004)
  • The Clear Advice Network Ltd (no longer approved here)

    FRN 225110

    • Employed By (27 May 2003 to 5 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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