Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Benjamin Simon

  IRN BXS01699

  • CF30 Customer (19 Mar 2012 to 6 Mar 2016)
• Benjamin Thomas Philippe Binetter

  IRN BTB01009

  • CF21 Investment Adviser (5 Aug 2002 to 5 Apr 2004)
• Bhavna Patel

  IRN BXP01157

  • CF21 Investment Adviser (10 Oct 2002 to 10 Dec 2004)
• Bianca Michelle Cook

  IRN BMC01029

  • CF26 Customer Trading (4 Dec 2002 to 8 Mar 2004)
  • CF21 Investment Adviser (4 Dec 2002 to 6 Feb 2006)
• Brenda Dianne Hebb Trenowden

  IRN BDT01006

  • SMF22 Other Local Responsibility (26 Oct 2016 to 15 Apr 2019)
  • CF30 Customer (31 Jan 2014 to 6 Mar 2016)
• Brendan Michael Leddy

  IRN BML01050

  • CF10 Compliance Oversight (18 Jun 2012 to 6 Aug 2013)
  • CF11 Money Laundering Reporting (18 Jun 2012 to 6 Aug 2013)
• Brian James Martin

  IRN BJM01091

  • CF30 Customer (5 Dec 2012 to 6 Mar 2016)
• Brian John Lovell

  IRN BJL01023

  • [FCA CF] Material risk taker (7 Mar 2016 to 30 Apr 2019)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Apr 2019)
• Cameron Elanson Whiteley

  IRN CEW01080

  • CF30 Customer (22 Jan 2010 to 24 Jan 2012)
• Cameron Eric Francis Cresswell

  IRN CXC01013

  • [FCA CF] Material risk taker (since 18 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2025)

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