Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Ming Hann Wo

  IRN MHW01048

  • CF30 Customer (11 Sep 2008 to 6 Apr 2011)
• Ming Li Chan

  IRN MLC01069

  • CF30 Customer (17 Mar 2010 to 4 Mar 2013)
• Miranda Mei Yin Suen

  IRN MMS01034

  • CF23 Corporate Finance Adviser (12 Nov 2003 to 21 Apr 2004)
• Muneer Ferozie

  IRN MXF01154

  • CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2003)
• Murat Tezel

  IRN MXT01698

  • CF30 Customer (24 Jul 2012 to 6 Mar 2016)
• Natalie Moorfield

  IRN NXM02270

  • SMF4 Chief Risk (22 Jan 2025 to 17 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jul 2021 to 1 Aug 2025)
  • SMF16 Compliance Oversight (9 Aug 2018 to 1 Aug 2025)
• Natalya Lyzanets

  IRN NXL00161

  • [FCA CF] Manager of certification employee (since 7 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Aug 2023)
  • [FCA CF] Material risk taker (since 7 Aug 2023)
• Nathan Dominic Clarke

  IRN NDC01070

  • CF30 Customer (2 Sep 2014 to 6 Mar 2016)
• Nawid Zaher

  IRN NXZ00004

  • [FCA CF] Client dealing (17 Sep 2018 to 13 Jun 2021)
• Nermin Askalany

  IRN NXM01371

  • CF30 Customer (16 Jul 2013 to 6 Mar 2016)

No changes recorded yet.